SCHULMAN A INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-12-12: Form 8-K; Period of report 2016-12-12; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; Details 5.02.
- 2016-11-16: Form 8-K; Period of report 2016-11-16; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2016-11-14: Form 8-K; Period of report 2016-11-14; Description 2.05 Costs Associated with Exit or Disposal Activities; Details 2.05.
- 2016-10-26: Form 8-K; Period of report 2016-10-26; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-12-12 | 8-K | 2016-12-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On December 9, 2016, Kathleen M. Oswald was elected for the first time to the Board of Directors of A. Schulman, Inc. (the “Company”) to serve a term expiring at the 2017 Annual Meeting of Stockholders or upon her successor being elected and qualified. 5.07 On December 9, 2016, the Company held its 2016 Annual Meeting of Stockholders (the “Annual Meeting”) for the purposes of: (i) electing eight directors for a term expiring at the 2017 Annual Meeting of Stockholders; (ii) ratifying the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2017; and (iii) approving, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in its proxy statement. | shlm-201612128k.htm |
| 2016-11-16 | 8-K | 2016-11-16 | 7.01 Regulation FD Disclosure | 7.01 On November 16, 2016, the Company issued an investor presentation describing its refined growth strategy, strategic and operational matters underpinning its fiscal 2017 guidance, a reorganization of certain management and operating structures of its business segments, and its long-term outlook (the “Presentation”). | shlm-201611168k.htm |
| 2016-11-14 | 8-K | 2016-11-14 | 2.05 Costs Associated with Exit or Disposal Activities | 2.05 On November 14, 2016, A. Schulman, Inc. (the “Company”) committed to reorganizing the management and certain aspects of the operating structure of its business segments. | shlm-201611148k.htm |
| 2016-10-26 | 8-K | 2016-10-26 | 2.02 Results of Operations and Financial Condition | 2.02 On October 26, 2016, A. Schulman, Inc. (the “Company”) announced earnings for the quarter and fiscal year ended August 31, 2016. | shlm161026pressrelease.htm |
| 2016-10-24 | 8-K | 2016-10-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 13, 2016, the Compensation Committee of the Board of Directors of the Company confirmed the 2017 fiscal year cash bonus plan (“2017 Bonus Plan”) for the Company’s executive officers, including its current Named Executive Officers (“NEOs”). | shlm-20161024x8k.htm |
| 2016-10-17 | 8-K | 2016-10-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 14, 2016, A. Schulman, Inc. (the “Company”) entered into a Separation Agreement and General Release (the “Agreement”) with Bernard Rzepka, the Company’s former President and Chief Executive Officer, providing certain terms and conditions in connection with Mr. Rzepka’s resignations previously announced on August 18, 2016, and the termination effective September 24, 2016 of his Employment Agreement dated December 31, 2014. | shlm-201610178k.htm |
| 2016-10-07 | 8-K/A | 2016-10-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 7, 2016, A. Schulman, Inc. (the “Company”) entered into a Separation Agreement and General Release with Joseph J. Levanduski, the Company’s current Chief Financial Officer, providing certain terms and conditions in connection with Mr. Levanduski’s resignation effective October 31, 2016 (the “Agreement”). | shlm-201610078ka.htm |
| 2016-10-03 | 8-K | 2016-09-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 3, 2016, A. Schulman, Inc. (the “Company”) issued a press release announcing the appointment effective October 3, 2016 of John W. Richardson as Executive Vice President, Finance, and the appointment effective November 1, 2016, of Mr. Richardson as Executive Vice President and Chief Financial Officer, to provide a transition period for Mr. Richardson to succeed Joseph J. Levanduski, the Company’s current Chief Financial Officer, whose resignation was also announced by the Company on October 3, 2016, to be effective October 31, 2016. | shlm-201610038k.htm |
| 2016-09-28 | 8-K | 2016-09-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 22, 2016, A. Schulman, Inc. (the “Company”) determined that in connection with the appointment of Gary A. Miller as chief operating officer of the Company, Mr. Miller’s base salary would be increased to $375,000 effective September 1, 2016, and he would be eligible during fiscal year 2017 (a) to participate in the Company’s annual bonus plan at a target benefit of 75% of his base salary and leverage ranging from zero to 200% based upon the achievement of various financial goals and operating metrics during fiscal year 2017, and (b) to participate in the Company’s long-term incentive plan at a target benefit of 175% of his base salary and leverage ranging from zero to 200% based upon the achievement of various financial goals and operating metrics over a three-year performance period. | shlm201609288k.htm |
| 2016-09-22 | 8-K | 2016-09-22 | 9.01 Financial Statements and Exhibits | 9.01 Exhibit Number Description 10.1 Employment Agreement, by and between A. Schulman, Inc. and Joseph M. Gingo, dated September 22, 2016 (filed herewith). | shlm20169228k.htm |
| 2016-09-14 | 8-K | 2016-09-14 | 7.01 Regulation FD Disclosure | 7.01 On September 14, 2016, A. Schulman, Inc. will give an investor presentation to certain analysts and institutional investors. | shlm-201609148k.htm |
| 2016-08-22 | 8-K | 2016-08-22 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 22, 2016, A. Schulman, Inc. (the “Company”) issued a press release announcing the appointment of Gary A. Miller as chief operating officer effectively immediately. | shlm201608228k.htm |
| 2016-08-19 | 8-K | 2016-08-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 19, 2016, A. Schulman, Inc. (the “Company”) issued a press release announcing the appointment of Andrean R. Horton to executive vice president and chief legal officer, effective September 1, 2016. | shlm20168198k.htm |
| 2016-08-18 | 8-K | 2016-08-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 18, 2016, A. Schulman, Inc. (the “Company”) issued a press release announcing that Chairman Joseph M. Gingo has been named Chief Executive Officer and President, effective immediately. | shlm20168188k.htm |
| 2016-08-11 | 8-K | 2016-08-11 | 7.01 Regulation FD Disclosure | 7.01 On August 11, 2016, A. Schulman, Inc. (the “Company”) issued a press release updating its 2016 full-year adjusted net income guidance to $1.90 to $1.95 per diluted share. | shlm160811pressrelease.htm |
| 2016-06-28 | 8-K | 2016-06-28 | 2.02 Results of Operations and Financial Condition | 2.02 On June 28, 2016, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended May 31, 2016. | shlm160628pressrelease.htm |
| 2016-05-11 | 8-K | 2016-05-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 9, 2016, Michael A. McManus, Jr. resigned from the Board of Directors of A. Schulman, Inc. (the “Company”). | shlm2016511.htm |
| 2016-04-05 | 8-K | 2016-04-05 | 2.02 Results of Operations and Financial Condition | 2.02 On April 5, 2016, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended February 29, 2016. | shlm160405pressrelease.htm |
| 2016-03-14 | 8-K | 2016-03-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On March 14, 2016, A. Schulman, Inc. (the “Company”) issued a press release updating its fiscal 2016 full-year adjusted earnings guidance to $2.40 to $2.45 per diluted share. 7.01 The disclosure set forth above in response to Item 2.02 is also provided in response to Item 7.01. | shlm160314pressrelease.htm |
| 2016-01-11 | 8-K | 2016-01-11 | 2.02 Results of Operations and Financial Condition | 2.02 On January 11, 2016, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended November 30, 2015. | shlm160105pressrelease.htm |