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SCHULMAN A INC Form 8-K: Current report, 2011

SCHULMAN A INC Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2011-12-23: Form 8-K; Period of report 2011-12-08; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
  • 2011-12-08: Form 8-K; Period of report 2011-12-08; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2011-10-27: Form 8-K; Period of report 2011-10-27; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2011-10-27: Form 8-K; Period of report 2011-10-26; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2011-12-238-K2011-12-085.07 Submission of Matters to a Vote of Security Holders5.07 On December 8, 2011, A. Schulman, Inc. (the “Company”) held its 2011 Annual Meeting of Stockholders (the “Annual Meeting”) for the purposes of: (i) electing eleven directors for a term expiring at the 2012 Annual Meeting of Stockholders; (ii) ratifying the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2012; (iii) approving a non-binding advisory vote regarding the compensation of the Company’s named executive officers as disclosed in its proxy statement; and (iv) conducting a non-binding advisory vote recommending the frequency of conducting an advisory vote on the Company’s executive compensation.c26295e8vk.htm
2011-12-088-K2011-12-087.01 Regulation FD Disclosure7.01 On December 8, 2011, Joseph M. Gingo, Chairman, President and Chief Executive Officer of A. Schulman, Inc. (the “Company”) gave a presentation at the Company’s 2011 Annual Meeting of Stockholders (the “Annual Meeting”).d267342d8k.htm
2011-10-278-K2011-10-277.01 Regulation FD Disclosure7.01 On October 27, 2011, A. Schulman, Inc. (the “Company”) held a conference call regarding its earnings for the quarter and year ended August 31, 2011.d248165d8k.htm
2011-10-278-K2011-10-262.02 Results of Operations and Financial Condition2.02 On October 26, 2011, A. Schulman, Inc. (the “Company”) announced earnings for the quarter and fiscal year ended August 31, 2011.d248133d8k.htm
2011-10-148-K2011-10-142.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On October 14, 2011, A. Schulman, Inc. (the “Company”) announced that, based on unaudited and preliminary results, it expects to report adjusted net income of approximately $58 million for its fiscal year ended August 31, 2011.
7.01 The disclosure set forth above in response to Item 2.02 is also provided in response to Item 7.01.
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2011-10-118-K2011-10-045.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On October 4, 2011, the Compensation Committee of the Board of Directors of A. Schulman, Inc. (the “Company”) approved a cash bonus plan (the “2012 Bonus Plan”) for the Company’s executive officers, including its Named Executive Officers (“NEOs”).c23223e8vk.htm
2011-08-258-K2011-08-252.05 Costs Associated with Exit or Disposal Activities; 2.06 Material Impairments; 7.01 Regulation FD Disclosure2.05 On August 25, 2011, A. Schulman, Inc. (the “Company”) announced a realignment in its North American Engineered Plastics business and the pending closure of the Company’s plant in Nashville, Tennessee by February 29, 2012.
2.06 The disclosure set forth above in response to Item 2.05 is also provided in response to Item 2.06.
7.01 In addition, on August 25, 2011, the Company issued a press release updating its adjusted net income guidance to between $50 million and $52 million for its fiscal year ended August 31, 2011.
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2011-07-078-K2011-07-062.02 Results of Operations and Financial Condition2.02 On July 6, 2011, A. Schulman, Inc. (the “Company”) announced earnings for the Company’s third quarter ended May 31, 2011.d8k.htm
2011-06-278-K2011-06-235.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year5.03 On June 23, 2011, the Board of Directors of A. Schulman, Inc. (the “Company”) approved an amendment to the Company’s Amended and Restated By-Laws (the “By-laws”) to provide for majority voting of directors, which became effective immediately upon approval by the Board.c19299e8vk.htm
2011-06-138-K2011-06-105.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On June 10, 2011, A. Schulman, Inc. (the “Company”) appointed Joseph J. Levanduski as its Vice President, Chief Financial Officer and Treasurer.l42900e8vk.htm
2011-05-238-K2011-05-195.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On May 19, 2011, A. Schulman, Inc. (the “Company”) executed an amended and restated employment agreement with Joseph M. Gingo, the Company’s President and Chief Executive Officer (the “Amended Gingo Agreement”), which supersedes and replaces Mr. Gingo’s initial employment agreement, dated December 17, 2007, which was subsequently amended on December 17, 2008 and on January 9, 2009.l42775e8vk.htm
2011-05-168-K2011-05-168.01 Other Events8.01 On May 16, 2011, A. Schulman, Inc. (the “Company”) issued a press release announcing that its Board of Directors has approved a new share repurchase program under which the Company is authorized to repurchase up to $100 million of its common stock in the open market or in privately negotiated transactions, subject to market and other conditions (the “Program”).c17388e8vk.htm
2011-04-048-K2011-03-312.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers2.02 On April 4, 2011, A. Schulman, Inc. (the “Company”) announced earnings for the Company’s second quarter ended February 28, 2011.
5.02 On March 31, 2011, the Board of Directors appointed Donald B. McMillan, as Chief Accounting Officer and Corporate Controller and interim principal financial officer of the Company, effective immediately.
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2011-02-088-K2011-02-042.05 Costs Associated with Exit or Disposal Activities; 2.06 Material Impairments2.05 On February 8, 2011, A. Schulman, Inc. (the “Company”) announced that it will be relocating the operations of its manufacturing facility in Verolanuova, Italy to its existing facility in Gorla Maggiore, Italy and that the Company will also be consolidating its operations in Australia, by moving production from its Breaside facility to other facilities in the region.
2.06 The disclosure set forth above in response to Item 2.05 is also provided in response to Item 2.06.
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2011-01-268-K2011-01-245.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On January 24, 2011, Paul F. DeSantis, Vice President, Chief Financial Officer, Treasurer and Assistant Secretary of A. Schulman, Inc. tendered his resignation, effective February 28, 2011.c11490e8vk.htm
2011-01-138-K2011-01-071.01 Entry into a Material Definitive Agreement1.01 A. Schulman, Inc. (the “Company”), Courtenay Polymers Pty.c11006e8vk.htm
2011-01-068-K2011-01-052.02 Results of Operations and Financial Condition2.02 On January 5, 2011, A. Schulman, Inc. (the “Company”) announced earnings for the Company’s first quarter ended November 30, 2010.c10648e8vk.htm