SCHULMAN A INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-12-08: Form 8-K; Period of report 2017-12-08; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; Details 5.02.
- 2017-10-25: Form 8-K; Period of report 2017-10-25; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2017-10-18: Form 8-K; Period of report 2017-10-18; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2017-10-10: Form 8-K; Period of report 2017-10-10; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-12-08 | 8-K | 2017-12-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On December 8, 2017, A. Schulman, Inc. (the “Company”) held its 2017 Annual Meeting of Stockholders (the “Annual Meeting”) at which the Company’s stockholders approved, among other matters, the adoption of the A. Schulman, Inc. 2017 Equity Incentive Plan (the “2017 Equity Plan”). 5.07 On December 8, 2017, the Company held its Annual Meeting for the purposes of: (i) electing nine directors for a term expiring at the 2018 Annual Meeting of Stockholders; (ii) ratifying the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending August 31, 2018; (iii) approving, on an advisory basis, the frequency of holding an advisory vote on the compensation of the Company’s named executive officers; (iv) approving, on an advisory basis, the compensation of the Company’s named executive officers; and (v) approving the 2017 Equity Plan. | shlm-201712088k.htm |
| 2017-10-25 | 8-K | 2017-10-25 | 2.02 Results of Operations and Financial Condition | 2.02 On October 25, 2017, A. Schulman, Inc. (the “Company”) announced earnings for the quarter and fiscal year ended August 31, 2017. | shlm171025pressrelease.htm |
| 2017-10-18 | 8-K | 2017-10-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 The following sets forth the A. Schulman, Inc. (the “Company”) 2018 fiscal year cash bonus plan (“Fiscal 2018 Bonus Plan”) for the executive officers of the Company, including its current named executive officers (“NEOs”). | shlm-20171018x8k.htm |
| 2017-10-10 | 8-K | 2017-10-10 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | shlm-201710108k.htm |
| 2017-09-12 | 8-K | 2017-09-08 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On September 7, 2017, A. Schulman, Inc. (the “Company”) entered into an agreement (the “Agreement”) with Cruiser Capital Advisors, LLC (“Cruiser”), Kingdon Capital Management, L.L.C. (“Kingdon”) (each of Cruiser and Kingdon, an “Investor” and collectively, the “Investors”), and with respect to certain sections of the Agreement, The William H. Joyce Revocable Trust and The Joyce Family Irrevocable Trust (collectively, the “Joyce Trusts”). 5.02 (d) On September 7, 2017, the Board (i) voted to increase the total number of directors constituting the Board from eight (8) to ten (10) members pursuant to Article Eighth of the Restated Certificate of Incorporation of the Company, (ii) appointed each of Mr. Spizzo and Ms. Eicher to the Board as a director of the Company to fill the two (2) newly created directorships, (iii) appointed Ms. Eicher to each of the Compensation Committee, the Executive Committee and the Audit Committee and (iv) appointed Mr. Spizzo to each of the Finance Committee, the Nominating Committee and the Audit Committee. | shlm-20179178k.htm |
| 2017-07-20 | 8-K | 2017-07-20 | 7.01 Regulation FD Disclosure | 7.01 On July 20, 2017, A. Schulman, Inc. (the “Company”) issued a press release updating its 2017 full-year adjusted net income guidance to $1.60 to $1.70 per diluted share and adjusted EBITDA to $200 to $204 million. | shlm1707208k.htm |
| 2017-06-28 | 8-K | 2017-06-28 | 2.02 Results of Operations and Financial Condition | 2.02 On June 28, 2017, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended May 31, 2017. | shlm170628pressrelease.htm |
| 2017-06-27 | 8-K | 2017-06-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 27, 2017, A. Schulman, Inc. (the “Company”) issued a press release announcing that it will retain a global executive search firm to assist the Company’s Board of Directors and its Nominating and Governance Committee in a search for a successor candidate to current Chairman, President and Chief Executive Officer Joseph M. Gingo. | a8knewsrelease.htm |
| 2017-04-04 | 8-K | 2017-04-04 | 2.02 Results of Operations and Financial Condition; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 2.02 On April 4, 2017, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended February 28, 2017. 5.03 On March 30, 2017, the Board of Directors (“Board”) of A. Schulman, Inc. (the “Company”) approved amendments (the “Amendments”) to the Company’s Amended and Restated By-Laws (the “By-Laws”) to implement proxy access for eligible stockholders of the Company, and to add certain disclosures related to advance notices by stockholders with respect to of business to be brought before annual meetings of the Company’s stockholders or with respect to nominees for election as directors. | shlm170404pressrelease.htm |
| 2017-01-09 | 8-K | 2017-01-09 | 2.02 Results of Operations and Financial Condition | 2.02 On January 9, 2017, A. Schulman, Inc. (the “Company”) announced earnings for the quarter ended November 30, 2016. | shlm170109pressrelease.htm |