RTX CORPORATION Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-10-27: Reporting owner Calio Christopher T.; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-10-24: Reporting owner Mitchill Neil G. JR; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-08-27: Reporting owner Eddy Shane G; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-08-27: Reporting owner Eddy Shane G; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-10-27 | Calio Christopher T. Director, Officer (Chairman, President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,938 0 owned after | $82.35 exercise price | $179.24 | 2025-10-29 |
| 2025-10-24 | Mitchill Neil G. JR Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,938 0 owned after | $82.35 exercise price | $178.65 | 2025-10-28 |
| 2025-08-27 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,297 0 owned after | $76.00 exercise price | $159.84 | 2025-08-28 |
| 2025-08-27 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,917 0 owned after | $82.35 exercise price | $159.84 | 2025-08-28 |
| 2025-08-27 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,594 38,000 owned after | $71.62 exercise price | $159.84 | 2025-08-28 |
| 2025-08-12 | Brunk Troy D Officer (President, Collins Aerospace) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,973 0 owned after | $90.73 exercise price | $155.49 | 2025-08-13 |
| 2025-08-12 | Brunk Troy D Officer (President, Collins Aerospace) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 0 owned after | $94.04 exercise price | $155.49 | 2025-08-13 |
| 2025-08-04 | JASPER PHILIP J Officer (President, Raytheon) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,500 23,552 owned after | $71.62 exercise price | $157.38 | 2025-08-06 |
| 2025-05-06 | Johnson Amy L Officer (Corporate VP and Controller) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,734 0 owned after | $71.62 exercise price | $128.16 | 2025-05-08 |
| 2025-02-25 | Maharajh Ramsaran Officer (EVP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,696 0 owned after | $76.00 exercise price | $127.34 | 2025-02-27 |
| 2025-02-25 | Maharajh Ramsaran Officer (EVP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,831 0 owned after | $82.35 exercise price | $127.34 | 2025-02-27 |
| 2025-02-18 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,427 0 owned after | $75.79 exercise price | $123.76 | 2025-02-19 |
| 2025-02-06 | Johnson Amy L Officer (Corporate VP and Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,600 13,600 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Maharajh Ramsaran Officer (EVP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,200 35,200 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Mitchill Neil G. JR Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,400 70,400 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,300 43,300 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Williams Dantaya M Officer (EVP & Chief HR Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | JASPER PHILIP J Officer (President, Raytheon) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,300 43,300 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | DaSilva Kevin G Officer (Corporate VP and Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Calio Christopher T. Director, Officer (President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,700 185,700 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-06 | Brunk Troy D Officer (President, Collins Aerospace) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,900 37,900 owned after | $128.78 | $128.78 | 2025-02-10 |
| 2025-02-05 | Williams Dantaya M Officer (EVP & Chief HR Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,118 0 owned after | $90.73 exercise price | $129.16 | 2025-02-06 |
| 2025-02-05 | Williams Dantaya M Officer (EVP & Chief HR Officer) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,100 0 owned after | $72.49 exercise price | $129.16 | 2025-02-06 |
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