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RTX CORPORATION (RTX) Forms 3, 4 and 5: Other, 2022

RTX CORPORATION Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2022-12-02: Reporting owner HAYES GREGORY; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-11-03: Reporting owner Eddy Shane G; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-10-31: Reporting owner Calio Christopher T.; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-10-27: Reporting owner Williams Dantaya M; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2022-12-02HAYES GREGORY
Director, Officer (Chairman and CEO)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−60,865
0 owned after
$83.58
exercise price
$101.012022-12-06
2022-11-03Eddy Shane G
Officer (President, P&W)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,725
0 owned after
$83.58
exercise price
$94.802022-11-08
2022-10-31Calio Christopher T.
Officer (Chief Operating Officer)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,022
0 owned after
$62.41
exercise price
$94.822022-11-02
2022-10-27Williams Dantaya M
Officer (EVP & Chief HR Officer)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,745
0 owned after
$62.41$91.802022-10-31
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$71.62
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$72.49
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$75.79
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$76.00
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$82.35
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$83.58
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$85.47
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$90.73
exercise price
2022-03-09
2022-03-09
holding as of filing
Eddy Shane G
Officer (President, P&W)
3Stock Appreciation Right
Derivative · Direct
Holding$94.04
exercise price
2022-03-09
2022-02-28Dumais Michael R
Officer (EVP,Chf Transformation Officer)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,814
0 owned after
$83.58
exercise price
$102.702022-03-01
2022-02-25Dumais Michael R
Officer (EVP,Chf Transformation Officer)
4Stock Appreciation Right
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,000
13,814 owned after
$83.58
exercise price
$98.122022-03-01
2022-02-15Mitchill Neil G. JR
Officer (EVP, Chief Financial Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+77,400
77,400 owned after
$94.04$94.042022-02-17
2022-02-15Williams Dantaya M
Officer (EVP & Chief HR Officer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,400
48,400 owned after
$94.04$94.042022-02-17
2022-02-15Maharajh Ramsaran
Officer (EVP and General Counsel)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+53,200
53,200 owned after
$94.04$94.042022-02-17
2022-02-15Timm Stephen J.
Officer (President, Collins Aerospace)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,700
96,700 owned after
$94.04$94.042022-02-17
2022-02-15Johnson Amy L
Officer (Corporate VP and Controller)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,800
5,800 owned after
$94.04$94.042022-02-17
2022-02-15Kremer Wesley D
Officer (President, RMD)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,700
96,700 owned after
$94.04$94.042022-02-17
2022-02-15HAYES GREGORY
Director, Officer (Chairman and CEO)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+294,900
294,900 owned after
$94.04$94.042022-02-17
2022-02-15DaSilva Kevin G
Officer (Corporate VP and Treasurer)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,800
5,800 owned after
$94.04$94.042022-02-17
2022-02-15Calio Christopher T.
Officer (President, P&W)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+135,400
135,400 owned after
$94.04$94.042022-02-17
2022-02-15Azevedo Roy
Officer (President, RIS)
4Stock Appreciation Right
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,700
96,700 owned after
$94.04$94.042022-02-17

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