RTX CORPORATION Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-02-08: Reporting owner Williams Dantaya M; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-02-08: Reporting owner Timm Stephen J.; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-02-08: Reporting owner Mitchill Neil G. JR; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-02-08: Reporting owner Maharajh Ramsaran; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-02-08 | Williams Dantaya M Officer (EVP & Chief HR Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,500 40,500 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Timm Stephen J. Officer (President, Collins Aerospace) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,800 64,800 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Mitchill Neil G. JR Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,900 76,900 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Maharajh Ramsaran Officer (EVP and General Counsel) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,600 48,600 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Kremer Wesley D Officer (President, RMD) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,700 56,700 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Johnson Amy L Officer (Corporate VP and Controller) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | HAYES GREGORY Director, Officer (Chairman and CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +267,100 267,100 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | DaSilva Kevin G Officer (Corporate VP and Treasurer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Eddy Shane G Officer (President, P&W) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,700 56,700 owned after | $97.65 | $97.65 | 2023-02-10 |
| 2023-02-08 | Calio Christopher T. Officer (Chief Operating Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161,900 161,900 owned after | $97.65 | $97.65 | 2023-02-10 |
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