root9B Holdings, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-21: Reporting owner Clark Wesley; Form 3; Security Options; Transaction Holding.
- 2012-07-27: Reporting owner CATSIMATIDIS JOHN A; Form 3; Security Options; Transaction Holding.
- 2012-07-05: Reporting owner SIEGEL SEYMOUR; Form 3; Security options; Transaction Holding.
- 2012-03-13: Reporting owner Brumfield Larry W; Form 3; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-21 holding as of filing | Clark Wesley Director | 3 | Options Derivative · Direct | Holding | $0.65 exercise price | 2012-08-21 | ||
| 2012-07-27 holding as of filing | CATSIMATIDIS JOHN A Director | 3 | Options Derivative · Direct | Holding | $0.65 exercise price | 2012-07-27 | ||
| 2012-07-05 holding as of filing | SIEGEL SEYMOUR Director | 3 | options Derivative · Direct | Holding | $1.00 exercise price | 2012-07-05 | ||
| 2012-03-13 holding as of filing | Brumfield Larry W Officer (CFO) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2012-03-13 |