root9B Holdings, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-25: Reporting owner GRANO JOSEPH J JR; Form 4; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | GRANO JOSEPH J JR Director, Officer (CEO and Chairman) | 4 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,833 20,833 owned after | $12.00 | 2017-01-27 |