root9B Holdings, Inc. Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2013-02-26: Reporting owner Carnahan Kevin Todd; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
2013-01-25: Reporting owner CATSIMATIDIS JOHN A; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
2011-03-10: Reporting owner Blech Miriam | River Charitable Remainder Unitrust f/b/o Isaac Blech | BLECH ISAAC; Form 3; Security Series C Preferred Stock; Transaction Holding.
2011-03-10: Reporting owner Blech Miriam | River Charitable Remainder Unitrust f/b/o Isaac Blech | BLECH ISAAC; Form 3; Security Series C Preferred Stock; Transaction Holding.

Purchase (P)All rows

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Filing
2013-02-26	Carnahan Kevin Todd Director	4	Series D Preferred Stock Derivative · Indirect · By The Carnahan Trust	P Open market or private purchase of non-derivative or derivative security	+70 70 owned after	$0.75	2013-03-01
2013-01-25	CATSIMATIDIS JOHN A Director	4	Series D Preferred Stock Derivative · Indirect · By United Acquisition Corp	P Open market or private purchase of non-derivative or derivative security	+250 250 owned after	$0.75	2013-01-31
2011-03-10 holding as of filing	Blech Miriam \| River Charitable Remainder Unitrust f/b/o Isaac Blech \| BLECH ISAAC 10% Owner \| 10% Owner \| 10% Owner	3	Series C Preferred Stock Derivative · Direct · (m)	Holding		$0.70 exercise price	2011-03-10
2011-03-10 holding as of filing	Blech Miriam \| River Charitable Remainder Unitrust f/b/o Isaac Blech \| BLECH ISAAC 10% Owner \| 10% Owner \| 10% Owner	3	Series C Preferred Stock Derivative · Indirect · (m)	Holding		$0.70 exercise price	2011-03-10