root9B Holdings, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-26: Reporting owner Carnahan Kevin Todd; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-25: Reporting owner CATSIMATIDIS JOHN A; Form 4; Security Series D Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-26 | Carnahan Kevin Todd Director | 4 | Series D Preferred Stock Derivative · Indirect · By The Carnahan Trust | P Open market or private purchase of non-derivative or derivative security | +70 70 owned after | $0.75 | 2013-03-01 | |
| 2013-01-25 | CATSIMATIDIS JOHN A Director | 4 | Series D Preferred Stock Derivative · Indirect · By United Acquisition Corp | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $0.75 | 2013-01-31 |