RF MICRO DEVICES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-16: Reporting owner BRUGGEWORTH ROBERT A; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-12: Reporting owner STILSON JAMES D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-17: Reporting owner BRUGGEWORTH ROBERT A; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-03: Reporting owner DILEO DANIEL A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-16 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 250,000 owned after | $5.97 exercise price | 2014-12-17 | |
| 2014-12-12 | STILSON JAMES D Officer (VP Operations) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By Wife | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,220 0 owned after | $6.83 exercise price | 2014-12-15 | |
| 2014-11-17 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 310,000 owned after | $5.97 exercise price | 2014-11-18 | |
| 2014-11-03 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,100 0 owned after | $3.36 exercise price | 2014-11-04 | |
| 2014-10-31 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 28,100 owned after | $3.36 exercise price | 2014-11-04 | |
| 2014-09-15 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $5.87 exercise price | 2014-09-16 | |
| 2014-08-22 | JABBAR MASOOD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,400 31,400 owned after | $11.99 exercise price | 2014-08-26 | |
| 2014-08-22 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,400 31,400 owned after | $11.99 exercise price | 2014-08-26 | |
| 2014-08-22 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,700 15,700 owned after | $11.99 exercise price | 2014-08-26 | |
| 2014-08-22 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,400 31,400 owned after | $11.99 exercise price | 2014-08-26 | |
| 2014-08-21 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 17,900 owned after | $4.86 exercise price | 2014-08-25 | |
| 2014-08-19 | STILSON JAMES D Officer (VP Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $6.15 exercise price | 2014-08-21 | |
| 2014-08-13 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.94 exercise price | 2014-08-14 | |
| 2014-06-02 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.80 exercise price | 2014-06-03 | |
| 2014-05-22 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $5.94 exercise price | 2014-05-23 | |
| 2014-05-12 | SKRZYPCZAK CASIMIR S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,995 0 owned after | $1.21 exercise price | 2014-05-13 | |
| 2014-05-12 | SKRZYPCZAK CASIMIR S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.62 exercise price | 2014-05-13 | |
| 2014-05-12 | SKRZYPCZAK CASIMIR S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,550 0 owned after | $3.36 exercise price | 2014-05-13 | |
| 2014-05-12 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $5.94 exercise price | 2014-05-13 | |
| 2014-05-02 | WILKINSON WALTER H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $5.96 exercise price | 2014-05-05 | |
| 2014-05-02 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.36 exercise price | 2014-05-05 | |
| 2014-05-02 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $5.97 exercise price | 2014-05-05 | |
| 2014-05-02 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $5.94 exercise price | 2014-05-05 | |
| 2014-05-02 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,500 0 owned after | $5.77 exercise price | 2014-05-05 | |
| 2014-05-01 | CREVISTON STEVEN E Officer (VP and Pres. Cellular Products) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,000 0 owned after | $5.80 exercise price | 2014-05-02 | |
| 2014-05-01 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $5.80 exercise price | 2014-05-02 | |
| 2014-04-30 | PRIDDY WILLIAM A Officer (VP Administration and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −165,000 0 owned after | $6.15 exercise price | 2014-05-01 | |
| 2014-04-01 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | $5.80 exercise price | 2014-04-02 | |
| 2014-03-14 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $5.97 exercise price | 2014-03-17 | |
| 2014-03-13 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.96 exercise price | 2014-03-17 | |
| 2014-03-13 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,726 0 owned after | $6.31 exercise price | 2014-03-17 | |
| 2014-03-05 | PRIDDY WILLIAM A Officer (VP Administration and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −165,000 0 owned after | $5.97 exercise price | 2014-03-06 | |
| 2014-03-05 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $5.96 exercise price | 2014-03-06 | |
| 2014-03-05 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $5.87 exercise price | 2014-03-06 | |
| 2014-03-05 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,700 0 owned after | $5.31 exercise price | 2014-03-06 | |
| 2014-03-05 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,000 0 owned after | $5.77 exercise price | 2014-03-06 | |
| 2014-03-05 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82,500 0 owned after | $3.93 exercise price | 2014-03-06 | |
| 2014-03-05 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,800 0 owned after | $4.86 exercise price | 2014-03-06 | |
| 2014-03-04 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $6.15 exercise price | 2014-03-05 | |
| 2014-03-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $6.15 exercise price | 2014-03-05 | |
| 2014-03-04 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $5.96 exercise price | 2014-03-05 | |
| 2014-02-26 | STILSON JAMES D Officer (VP Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 0 owned after | $5.97 exercise price | 2014-02-27 | |
| 2014-02-24 | PRIDDY WILLIAM A Officer (VP Administration and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $5.80 exercise price | 2014-02-25 |