RF MICRO DEVICES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-04: Reporting owner CHURCH BARRY D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-15: Reporting owner RUDY SUZANNE B; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-31: Reporting owner CHURCH BARRY D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-10: Reporting owner JABBAR MASOOD; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,717 921 owned after | $4.86 exercise price | 2011-11-07 | |
| 2011-09-15 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,896 0 owned after | $4.86 exercise price | 2011-09-16 | |
| 2011-08-31 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,270 0 owned after | $6.06 exercise price | 2011-09-01 | |
| 2011-08-10 | JABBAR MASOOD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $5.77 exercise price | 2011-08-11 | |
| 2011-08-10 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,000 49,000 owned after | $5.77 exercise price | 2011-08-11 | |
| 2011-08-10 | GARDNER JEFFERY R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $5.77 exercise price | 2011-08-11 | |
| 2011-08-10 | DILEO DANIEL A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $5.77 exercise price | 2011-08-11 | |
| 2011-02-17 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $5.60 exercise price | 2011-02-18 | |
| 2011-02-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $6.06 exercise price | 2011-02-17 | |
| 2011-02-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $5.97 exercise price | 2011-02-17 | |
| 2011-02-15 | SKRZYPCZAK CASIMIR S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,495 0 owned after | $0.71 exercise price | 2011-02-16 | |
| 2011-02-15 | SKRZYPCZAK CASIMIR S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,995 0 owned after | $1.47 exercise price | 2011-02-16 | |
| 2011-02-11 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,300 0 owned after | $5.80 exercise price | 2011-02-14 | |
| 2011-02-10 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,892 5,896 owned after | $4.86 exercise price | 2011-02-14 | |
| 2011-02-10 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,633 8,638 owned after | $4.86 exercise price | 2011-02-14 | |
| 2011-02-10 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,250 0 owned after | $5.97 exercise price | 2011-02-14 | |
| 2011-02-07 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,999 0 owned after | $5.60 exercise price | 2011-02-09 |