RF MICRO DEVICES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-15: Reporting owner NEAL JERRY D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-12: Reporting owner STILSON JAMES D; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-06: Reporting owner WILKINSON WALTER H; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-01: Reporting owner NEAL JERRY D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-15 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 122,000 owned after | $1.70 exercise price | 2006-12-18 | |
| 2006-12-12 | STILSON JAMES D Officer (VP Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $6.06 exercise price | 2006-12-14 | |
| 2006-12-06 | WILKINSON WALTER H Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,000 0 owned after | $1.50 exercise price | 2006-12-08 | |
| 2006-12-01 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 127,000 owned after | $1.70 exercise price | 2006-12-05 | |
| 2006-11-08 | HARDING JOHN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.05 exercise price | 2006-11-13 | |
| 2006-11-01 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,800 0 owned after | $0.81 exercise price | 2006-11-02 | |
| 2006-10-16 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 12,800 owned after | $0.81 exercise price | 2006-10-17 | |
| 2006-10-02 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 20,800 owned after | $0.81 exercise price | 2006-10-03 | |
| 2006-09-15 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 28,800 owned after | $0.81 exercise price | 2006-09-18 | |
| 2006-09-01 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 36,800 owned after | $0.81 exercise price | 2006-09-05 | |
| 2006-08-15 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 44,800 owned after | $0.81 exercise price | 2006-08-16 | |
| 2006-08-08 | DILEO DANIEL A Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.94 exercise price | 2006-08-10 | |
| 2006-08-08 | NORBURY DAVID A Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.94 exercise price | 2006-08-09 | |
| 2006-08-08 | WILKINSON WALTER H Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.94 exercise price | 2006-08-09 | |
| 2006-08-08 | VAN DER KAAY ERIK Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.94 exercise price | 2006-08-09 | |
| 2006-08-08 | PALADINO ALBERT E Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.94 exercise price | 2006-08-09 | |
| 2006-08-08 | GARDNER JEFFERY R Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.94 exercise price | 2006-08-09 | |
| 2006-08-01 | THOMPSON GREGORY J Officer (VP Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | STILSON JAMES D Officer (VP Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | PRIDDY WILLIAM A Officer (VP Administration and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | PRATT WILLIAM J Director, Officer (VP and Chief Technical Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 52,800 owned after | $0.81 exercise price | 2006-08-03 | |
| 2006-08-01 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | CREVISTON STEVEN E Officer (VP Wireless Products) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-08-01 | BRUGGEWORTH ROBERT A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +370,000 370,000 owned after | $6.15 exercise price | 2006-08-03 | |
| 2006-07-17 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 60,800 owned after | $0.81 exercise price | 2006-07-18 | |
| 2006-07-03 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 68,800 owned after | $0.81 exercise price | 2006-07-05 | |
| 2006-06-15 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 76,800 owned after | $0.81 exercise price | 2006-06-19 | |
| 2006-05-17 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 92,800 owned after | $0.81 exercise price | 2006-05-19 | |
| 2006-05-16 | PALADINO ALBERT E Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 0 owned after | $2.61 exercise price | 2006-05-17 | |
| 2006-05-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 2,497 owned after | $5.44 exercise price | 2006-05-08 | |
| 2006-05-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $5.80 exercise price | 2006-05-08 | |
| 2006-05-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,799 5,401 owned after | $6.06 exercise price | 2006-05-08 | |
| 2006-05-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $6.06 exercise price | 2006-05-08 | |
| 2006-05-04 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,701 11,298 owned after | $6.06 exercise price | 2006-05-08 | |
| 2006-04-28 | WILKINSON WALTER H Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 53,000 owned after | $1.50 exercise price | 2006-05-02 | |
| 2006-04-28 | STILSON JAMES D Officer (VP Operations) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $5.80 exercise price | 2006-05-01 | |
| 2006-04-28 | NEAL JERRY D Officer (Exec VP Marketing & Strat Dev) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 102,800 owned after | $0.81 exercise price | 2006-05-01 | |
| 2006-04-26 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,650 0 owned after | $7.49 exercise price | 2006-04-27 | |
| 2006-03-30 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,634 10,905 owned after | $6.06 exercise price | 2006-04-03 | |
| 2006-03-30 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,734 5,202 owned after | $6.06 exercise price | 2006-04-03 | |
| 2006-03-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $6.06 exercise price | 2006-03-16 | |
| 2006-03-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66 7,134 owned after | $6.06 exercise price | 2006-03-16 | |
| 2006-03-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,999 9,001 owned after | $6.06 exercise price | 2006-03-16 | |
| 2006-03-16 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115 14,884 owned after | $6.06 exercise price | 2006-03-16 | |
| 2006-03-15 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $5.80 exercise price | 2006-03-16 | |
| 2006-02-27 | STILSON JAMES D Officer (VP Operations) | 4 | Employee Stock Option (right to buy) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,220 1,220 owned after | $6.83 exercise price | 2006-03-29 | |
| 2006-02-15 | CHURCH BARRY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,253 12,497 owned after | $5.44 exercise price | 2006-02-16 | |
| 2006-02-02 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,901 0 owned after | $5.44 exercise price | 2006-02-03 | |
| 2006-01-25 | RUDY SUZANNE B Officer (VP and Corp. Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 7,901 owned after | $5.44 exercise price | 2006-01-27 |