RESPONSE BIOMEDICAL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner Thompson Peter A.; Form 4/A; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner Thompson Peter A.; Form 4; Security Stock Options ( Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-15: Reporting owner Wang Jonathan Jian; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-15: Reporting owner Shannon Timothy Patrick; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Thompson Peter A. Director | 4/A | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.02 exercise price | 2013-06-20 | |
| 2012-12-05 | Thompson Peter A. Director | 4 | Stock Options ( Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 186,666 owned after | $1.02 exercise price | 2012-12-07 | |
| 2012-08-15 | Wang Jonathan Jian Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −400,000 400,000 owned after | $0.08 exercise price | 2012-08-17 | |
| 2012-08-15 | Shannon Timothy Patrick Officer (SrVPWorldWideSales&Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −800,000 800,000 owned after | $0.08 exercise price | 2012-08-16 | |
| 2012-08-15 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −1,290,000 1,290,000 owned after | $0.08 exercise price | 2012-08-16 | |
| 2012-08-15 | PURVIN JEFFREY L Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000,000 6,000,000 owned after | $0.08 exercise price | 2012-08-16 | |
| 2012-04-02 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.20 exercise price | 2013-12-12 | |
| 2012-04-02 | KEEGAN JOSEPH D Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Tsonis Anastasios Officer (Controller) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +322,500 322,500 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Kinnaird-Steen Barbara Officer (Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,290,000 1,290,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | HOLLER ANTHONY F Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Wang David Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | SEVERSON CLINTON Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Thompson Peter A. Director, Officer (Interim Chief Exec Officer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333,333 3,333,333 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Shuster Lewis Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Massitti Patricia Officer (VP - Admin and Corp Comm) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2012-06-21 | |
| 2012-04-02 | Wang David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | Kinnaird-Steen Barbara Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,290,000 1,290,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | Massitti Patricia Officer (VP - Admin and Corp Comm) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | Tsonis Anastasios Officer (Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +322,500 322,500 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | Thompson Peter A. Director, Officer (Interim Chief Exec Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,333,333 3,333,333 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-04-02 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.11 exercise price | 2012-04-04 | |
| 2012-01-10 holding as of filing | HOLLER ANTHONY F Director | 3/A | OPTIONS Derivative · Direct | Holding | $1.20 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | HOLLER ANTHONY F Director | 3/A | OPTIONS Derivative · Direct | Holding | $8.80 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | HOLLER ANTHONY F Director | 3/A | OPTIONS Derivative · Direct | Holding | $1.20 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Tsonis Anastasios Officer (Controller) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $0.34 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Massitti Patricia Officer (VP - Administration) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $1.15 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Massitti Patricia Officer (VP - Administration) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $0.41 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $6.60 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $6.90 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $1.20 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $1.15 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $1.15 exercise price | 2012-01-10 | ||
| 2012-01-10 holding as of filing | Kinnaird-Steen Barbara Officer (Vice President) | 3 | STOCK OPTIONS Derivative · Direct | Holding | $0.41 exercise price | 2012-01-10 | ||
| 2012-01-09 holding as of filing | HOLLER ANTHONY F Director | 3 | OPTIONS Derivative · Direct | Holding | $0.12 exercise price | 2012-01-09 | ||
| 2012-01-09 holding as of filing | HOLLER ANTHONY F Director | 3 | OPTIONS Derivative · Direct | Holding | $0.88 exercise price | 2012-01-09 | ||
| 2012-01-09 holding as of filing | HOLLER ANTHONY F Director | 3 | OPTIONS Derivative · Direct | Holding | $0.12 exercise price | 2012-01-09 |