RESPONSE BIOMEDICAL CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows, 55 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-29: Reporting owner HOLLER ANTHONY F; Form 4; Security Deferred Share Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-29: Reporting owner Shuster Lewis; Form 4; Security Deferred Share Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-03-24: Reporting owner HOLLER ANTHONY F; Form 4; Security Deferred Share Unit Award (Right to Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-03-24: Reporting owner Shuster Lewis; Form 4; Security Deferred Share Unit Award (Right to Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Deferred Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,154 0 owned after | no price filed | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Deferred Share Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,764 0 owned after | no price filed | 2016-12-01 | |
| 2016-03-24 | HOLLER ANTHONY F Director | 4 | Deferred Share Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,154 50,154 owned after | $0.00 | 2016-03-28 | |
| 2016-03-24 | Shuster Lewis Director | 4 | Deferred Share Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,764 36,764 owned after | $0.00 | 2016-03-28 | |
| 2014-11-14 | Wang David Director | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,261 4,261 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | Wang Jonathan Jian Director | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,102 7,102 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | Shuster Lewis Director | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,943 9,943 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | SEVERSON CLINTON Director | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,102 7,102 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | Thompson Peter A. Director | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,124 9,124 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,534 6,534 owned after | $0.00 | 2014-11-18 | |
| 2014-11-14 | HOLLER ANTHONY F Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,275 10,275 owned after | $0.00 | 2014-11-18 | |
| 2014-08-14 | Wang Jonathan Jian Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,916 2,916 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | Wang David Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,083 2,083 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,916 2,916 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,916 2,916 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,305 4,305 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,250 4,250 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | HOLLER ANTHONY F Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,098 3,098 owned after | $0.00 | 2014-08-15 | |
| 2014-05-15 | Wang Jonathan Jian Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,938 3,938 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,938 3,938 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | HOLLER ANTHONY F Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,012 3,012 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,269 4,269 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,650 5,650 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,938 3,938 owned after | $0.00 | 2014-05-16 | |
| 2014-05-15 | Wang David Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,568 2,568 owned after | $0.00 | 2014-05-16 | |
| 2014-03-20 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,791 6,791 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,888 8,888 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,791 6,791 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,518 8,518 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,433 10,433 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,592 12,592 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,267 8,267 owned after | $0.00 | 2014-03-21 | |
| 2014-03-20 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,671 3,671 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,671 3,671 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,419 5,419 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,545 4,545 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | Wang David Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,622 2,622 owned after | $0.00 | 2014-03-21 | |
| 2014-03-19 | Wang Jonathan Jian Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,622 2,622 owned after | $0.00 | 2014-03-21 | |
| 2013-11-29 | HOLLER ANTHONY F Director | 4/A | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,744 0 owned after | $0.00 | 2013-12-12 | |
| 2013-11-29 | HOLLER ANTHONY F Director | 4/A | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,370 0 owned after | $0.00 | 2013-12-12 | |
| 2013-11-20 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,888 8,888 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,592 12,592 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | Wang David Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,925 5,925 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | HOLLER ANTHONY F Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,370 10,370 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,518 8,518 owned after | $0.00 | 2013-11-21 | |
| 2013-11-20 | Wang Jonathan Jian Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,888 8,888 owned after | $0.00 | 2013-11-21 | |
| 2013-06-18 | Wang Jonathan Jian Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,213 6,213 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | KEEGAN JOSEPH D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,791 6,791 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | SEVERSON CLINTON Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,791 6,791 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | Wang David Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,019 5,019 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | Shuster Lewis Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,433 10,433 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | HOLLER ANTHONY F Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,744 9,744 owned after | $0.00 | 2013-06-20 | |
| 2013-06-18 | Thompson Peter A. Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,267 8,267 owned after | $0.00 | 2013-06-20 |