RESPONSE BIOMEDICAL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-29: Reporting owner Kinnaird-Steen Barbara; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner Kinnaird-Steen Barbara; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner Kinnaird-Steen Barbara; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner Kinnaird-Steen Barbara; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,500 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $1.50 exercise price | 2016-12-01 | |
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.88 exercise price | 2016-12-01 | |
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.72 exercise price | 2016-12-01 | |
| 2016-11-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.60 exercise price | 2016-12-01 | |
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | HOLLER ANTHONY F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | KEEGAN JOSEPH D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | Shuster Lewis Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | SEVERSON CLINTON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,500 0 owned after | $1.60 exercise price | 2016-12-01 | |
| 2016-11-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,500 0 owned after | $1.50 exercise price | 2016-12-01 | |
| 2016-11-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,500 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.72 exercise price | 2016-12-01 | |
| 2016-11-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.60 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −166,666 0 owned after | $2.20 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.02 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | Thompson Peter A. Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | Wang Jonathan Jian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.10 exercise price | 2016-12-01 | |
| 2016-11-29 | Wang Jonathan Jian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.43 exercise price | 2016-12-01 | |
| 2016-11-29 | Wang Jonathan Jian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.92 exercise price | 2016-12-01 | |
| 2016-11-29 | Wang Jonathan Jian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $0.85 exercise price | 2016-12-01 | |
| 2016-11-29 | Wang Jonathan Jian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $1.60 exercise price | 2016-12-01 | |
| 2016-03-29 | Kinnaird-Steen Barbara Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.60 exercise price | 2016-03-31 | |
| 2016-03-29 | Adams William J. Officer (CFO & Corporate Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.60 exercise price | 2016-03-31 | |
| 2016-03-24 | HOLLER ANTHONY F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 | |
| 2016-03-24 | Thompson Peter A. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 | |
| 2016-03-24 | Shuster Lewis Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 | |
| 2016-03-24 | KEEGAN JOSEPH D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 | |
| 2016-03-24 | SEVERSON CLINTON Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 | |
| 2016-03-24 | Wang Jonathan Jian Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.85 exercise price | 2016-03-28 |