Resonant INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-28: Reporting owner TIRVA ROBERT L.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner TIRVA ROBERT L.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner TIRVA ROBERT L.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner Holmes George B; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-28 | TIRVA ROBERT L. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | TIRVA ROBERT L. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | TIRVA ROBERT L. Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,205 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,013 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,830 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −188,053 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Joshua Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Joshua Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Joshua Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Jack H Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Jack H Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Jacobs Jack H Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | RANKIN JEAN F Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | RANKIN JEAN F Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | RANKIN JEAN F Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fox Michael J Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fox Michael J Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,949 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fox Michael J Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,385 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,918 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,544 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,499 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,272 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,931 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,787 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,577 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,244 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,057 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,860 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,914 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,036 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Caballero Ruben Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Caballero Ruben Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Caballero Ruben Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Caballero Ruben Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,054 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,662 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,097 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,250 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −93,750 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,750 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,274 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Howe Alan B Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Howe Alan B Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,711 0 owned after | $4.50 | 2022-03-28 | |
| 2022-03-28 | Howe Alan B Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,788 0 owned after | $4.50 | 2022-03-28 | |
| 2022-01-14 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,053 188,053 owned after | $0.00 | 2022-01-19 | |
| 2022-01-14 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,274 19,274 owned after | $0.00 | 2022-01-19 | |
| 2022-01-14 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,272 61,272 owned after | $0.00 | 2022-01-19 | |
| 2022-01-14 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,036 50,036 owned after | $0.00 | 2022-01-19 | |
| 2022-01-14 | Kelly Dylan Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,097 53,097 owned after | $0.00 | 2022-01-19 | |
| 2022-01-14 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,244 53,244 owned after | $0.00 | 2022-01-19 | |
| 2022-01-01 | Brown Clint Officer (Senior VP, Sales and Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2022-01-04 |