Resonant INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-28: Reporting owner Holmes George B; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner Holmes George B; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner MCDERMUT MARTIN S; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-28: Reporting owner Wolf Lisa G; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,824 0 owned after | $4.51 exercise price | 2022-03-28 | |
| 2022-03-28 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,663 0 owned after | $4.62 exercise price | 2022-03-28 | |
| 2022-03-28 | MCDERMUT MARTIN S Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $6.00 exercise price | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.20 exercise price | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $5.07 exercise price | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,319 0 owned after | $4.36 exercise price | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,688 0 owned after | $4.51 exercise price | 2022-03-28 | |
| 2022-03-28 | Wolf Lisa G Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,808 0 owned after | $4.62 exercise price | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $1.95 exercise price | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,146 0 owned after | $4.36 exercise price | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,133 0 owned after | $4.51 exercise price | 2022-03-28 | |
| 2022-03-28 | Fenzi Neal Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,752 0 owned after | $4.62 exercise price | 2022-03-28 | |
| 2021-05-18 holding as of filing | Wolf Lisa G Officer (Chief Accounting Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $7.20 exercise price | 2021-05-18 | ||
| 2021-05-18 holding as of filing | Wolf Lisa G Officer (Chief Accounting Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $5.07 exercise price | 2021-05-18 | ||
| 2021-05-18 holding as of filing | Wolf Lisa G Officer (Chief Accounting Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $4.36 exercise price | 2021-05-18 | ||
| 2021-05-18 holding as of filing | Wolf Lisa G Officer (Chief Accounting Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $4.51 exercise price | 2021-05-18 | ||
| 2021-05-18 holding as of filing | Wolf Lisa G Officer (Chief Accounting Officer) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $4.62 exercise price | 2021-05-18 | ||
| 2018-11-23 holding as of filing | MCDERMUT MARTIN S Officer (CFO and Secretary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.00 exercise price | 2018-11-23 | ||
| 2017-11-06 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,335 7,335 owned after | $4.62 exercise price | 2017-11-08 | |
| 2017-11-06 | HAMMOND ROBERT B Director, Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,865 5,865 owned after | $4.62 exercise price | 2017-11-08 | |
| 2017-11-06 | Fenzi Neal Officer (Executive VP of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,752 4,752 owned after | $4.62 exercise price | 2017-11-08 | |
| 2017-11-06 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,663 7,663 owned after | $4.62 exercise price | 2017-11-08 | |
| 2017-08-07 | HAMMOND ROBERT B Director, Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,904 6,904 owned after | $4.51 exercise price | 2017-08-09 | |
| 2017-08-07 | Killian Jeffrey A Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,655 6,655 owned after | $4.51 exercise price | 2017-08-09 | |
| 2017-08-07 | Holmes George B Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,824 5,824 owned after | $4.51 exercise price | 2017-08-09 | |
| 2017-08-07 | Fenzi Neal Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,133 5,133 owned after | $4.51 exercise price | 2017-08-09 | |
| 2017-02-02 | Fenzi Neal Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,146 25,146 owned after | $4.36 exercise price | 2017-02-03 | |
| 2017-02-02 | HAMMOND ROBERT B Director, Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,513 24,513 owned after | $4.36 exercise price | 2017-02-03 | |
| 2016-02-05 | EDDY MICHAEL M Officer (V.P., Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.95 exercise price | 2016-02-09 | |
| 2016-02-05 | Fenzi Neal Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.95 exercise price | 2016-02-09 | |
| 2016-02-05 | PHILPOTT JOHN M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,500 27,500 owned after | $1.95 exercise price | 2016-02-09 | |
| 2016-02-05 | Lingren Terry Director, Officer (CEO and Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $1.95 exercise price | 2016-02-09 | |
| 2016-02-05 | HAMMOND ROBERT B Director, Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.95 exercise price | 2016-02-09 | |
| 2016-01-13 | Waxman Barry Officer (VP, Sales and Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.00 exercise price | 2016-01-14 | |
| 2014-09-11 | EDDY MICHAEL M Officer (V.P., Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.49 exercise price | 2014-09-11 | |
| 2014-06-03 holding as of filing | PHILPOTT JOHN M Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.00 exercise price | 2014-06-03 | ||
| 2014-05-28 | Christopher Daniel G Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.00 exercise price | 2014-05-30 | |
| 2014-05-28 | Christopher Daniel G Officer (VP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,000 38,000 owned after | $6.00 exercise price | 2014-05-30 |