Resonant INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-03: Reporting owner APPEL PETER A | Lone Wolf Holdings, LLC; Form 4; Security Senior Secured Convertible Note; Transaction C Conversion of derivative security.
- 2014-05-28: Reporting owner Lone Wolf Holdings, LLC | APPEL PETER A; Form 3; Security Senior Secured Convertible Note; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | APPEL PETER A | Lone Wolf Holdings, LLC 10% Owner | 10% Owner | 4 | Senior Secured Convertible Note Derivative · Direct | C Conversion of derivative security | $0.00 | 2014-06-03 | ||
| 2014-05-28 holding as of filing | Lone Wolf Holdings, LLC | APPEL PETER A 10% Owner | 10% Owner | 3 | Senior Secured Convertible Note Derivative · Direct | Holding | no price filed | 2014-05-28 |