RENTECH, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-14: Reporting owner Morris Colin M; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-14: Reporting owner Morris Colin M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-14: Reporting owner FORMAN KEITH B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-14: Reporting owner REGAN WILLIAM C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-14 | Morris Colin M Officer (SVP, Sec & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,596 0 owned after | $0.00 | 2016-12-16 | |
| 2016-12-14 | Morris Colin M Officer (SVP, Sec & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2016-12-16 | |
| 2016-12-14 | FORMAN KEITH B Director, Officer (President, CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2016-12-16 | |
| 2016-12-14 | REGAN WILLIAM C Officer (VP, Corporate Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −539 0 owned after | $0.00 | 2016-12-16 | |
| 2016-12-14 | Summers Paul Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,059 0 owned after | $0.00 | 2016-12-16 | |
| 2016-12-14 | Summers Paul Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2016-12-16 | |
| 2016-11-18 holding as of filing | Summers Paul Officer (Chief Financial Officer) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2016-11-18 | ||
| 2016-11-18 holding as of filing | Summers Paul Officer (Chief Financial Officer) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2016-11-18 | ||
| 2016-11-18 holding as of filing | Summers Paul Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-11-18 | ||
| 2016-04-29 holding as of filing | REGAN WILLIAM C Officer (VP, Corporate Controller) | 3 | Performance Stock Units Derivative · Direct | Holding | no price filed | 2016-04-29 | ||
| 2016-04-29 holding as of filing | REGAN WILLIAM C Officer (VP, Corporate Controller) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2016-04-29 |