RENTECH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 220 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-19: Reporting owner RAMSBOTTOM D HUNT JR; Form 4; Security Option to Purchase; Transaction Holding.
- 2006-12-13: Reporting owner BUTZ RONALD C; Form 4; Security Option to Purchase; Transaction Holding.
- 2006-12-12: Reporting owner STERN EDWARD M; Form 4; Security Option to Purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-11: Reporting owner BUTZ RONALD C; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-19 holding as of filing | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Option to Purchase Derivative · Direct | Holding | 250,000 owned after | $4.15 exercise price | 2006-12-19 | |
| 2006-12-13 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-12-13 | |
| 2006-12-12 | STERN EDWARD M Director | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.76 exercise price | 2006-12-14 | |
| 2006-12-11 | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 320,000 owned after | $2.53 exercise price | 2006-12-13 | |
| 2006-11-01 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-11-01 | |
| 2006-10-19 holding as of filing | Ray Michael F Director | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-10-19 | |
| 2006-10-19 holding as of filing | Ray Michael F Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-10-19 | |
| 2006-10-18 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-10-18 | |
| 2006-10-18 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-10-18 | |
| 2006-10-17 | Ray Michael F Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.44 exercise price | 2006-10-19 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $1.06 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.90 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.82 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $0.41 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 10,000 owned after | $0.47 exercise price | 2006-10-12 | |
| 2006-10-12 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-10-12 | |
| 2006-10-05 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-10-05 | |
| 2006-10-05 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-10-05 | |
| 2006-09-21 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-21 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $1.06 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.90 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.82 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $0.41 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 10,000 owned after | $0.47 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-15 | |
| 2006-09-14 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-09-14 | |
| 2006-09-14 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-14 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-09-06 | |
| 2006-08-30 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-08-30 | |
| 2006-08-30 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-30 | |
| 2006-08-23 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-08-23 | |
| 2006-08-23 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-23 | |
| 2006-08-22 holding as of filing | Pedersen Peter Officer (VP, Applications Engineering) | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $1.85 exercise price | 2006-08-22 | |
| 2006-08-22 holding as of filing | Pedersen Peter Officer (VP, Applications Engineering) | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $4.15 exercise price | 2006-08-22 | |
| 2006-08-21 | Pedersen Peter Officer (VP, Applications Engineering) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,000 0 owned after | $0.41 exercise price | 2006-08-22 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $1.06 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.90 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.82 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $0.41 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 10,000 owned after | $0.47 exercise price | 2006-08-17 | |
| 2006-08-17 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-17 | |
| 2006-08-15 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-08-15 | |
| 2006-08-15 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-15 | |
| 2006-08-08 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-08-08 | |
| 2006-08-08 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-08 | |
| 2006-08-01 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-08-01 | |
| 2006-08-01 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-08-01 | |
| 2006-07-25 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-07-25 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $1.06 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.90 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.82 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $0.41 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 10,000 owned after | $0.47 exercise price | 2006-07-21 | |
| 2006-07-21 holding as of filing | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-07-21 | |
| 2006-07-20 | TIEPEL ERICH W Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.09 exercise price | 2006-07-21 | |
| 2006-07-18 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | Holding | 35,000 owned after | $1.85 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $1.06 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $0.90 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | Holding | 50,000 owned after | $0.70 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | Holding | 10,000 owned after | $0.41 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Pedersen Peter Officer (Vice President, Technology) | 4 | Option to Purchase Derivative · Direct | Holding | 30,000 owned after | $1.85 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Pedersen Peter Officer (Vice President, Technology) | 4 | Option to Purchase Derivative · Direct | Holding | 49,000 owned after | $0.41 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | Holding | 50,000 owned after | $0.41 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $0.90 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | Holding | 50,000 owned after | $0.94 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | Holding | 35,000 owned after | $1.85 exercise price | 2006-07-18 | |
| 2006-07-18 holding as of filing | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | Holding | 0 owned after | $1.05 exercise price | 2006-07-18 | |
| 2006-07-14 | MILLER DOUGLAS M Officer (COO, Executive Vice President) | 4/A | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $4.15 exercise price | 2006-07-21 | |
| 2006-07-14 | FLAGG GEOFFREY S Officer (Chief Accounting Officer) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | Pedersen Peter Officer (Vice President, Technology) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | Morris Colin M Officer (VP and General Counsel) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | Sheppard Richard Oden Officer (Sr. VP, Project Development) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | Kerr I Merrick Officer (CFO & Executive Vice President) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | MILLER DOUGLAS M Officer (COO, Executive Vice President) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-14 | RAMSBOTTOM D HUNT JR Director, Officer (President and CEO) | 4 | Option to Purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.15 exercise price | 2006-07-18 | |
| 2006-07-11 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 395,000 owned after | $2.53 exercise price | 2006-07-11 | |
| 2006-07-11 holding as of filing | BUTZ RONALD C Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-07-11 | |
| 2006-07-07 holding as of filing | BENHAM CHARLES B Officer (Retired VP, Research & Dev.) | 4 | Option to Purchase Derivative · Direct | Holding | 40,000 owned after | $1.85 exercise price | 2006-07-07 | |
| 2006-07-07 holding as of filing | BENHAM CHARLES B Officer (Retired VP, Research & Dev.) | 4 | Option to Purchas Derivative · Direct | Holding | 20,000 owned after | $0.90 exercise price | 2006-07-07 | |
| 2006-07-07 holding as of filing | BENHAM CHARLES B Officer (Retired VP, Research & Dev.) | 4 | Option to Purchase Derivative · Direct | Holding | 70,000 owned after | $0.41 exercise price | 2006-07-07 | |
| 2006-07-07 holding as of filing | BENHAM CHARLES B Officer (Retired VP, Research & Dev.) | 4 | Option to Purchase Derivative · Direct | Holding | 20,000 owned after | $0.47 exercise price | 2006-07-07 | |
| 2006-07-07 holding as of filing | BENHAM CHARLES B Officer (Retired VP, Research & Dev.) | 4 | Option to Purchse Derivative · Direct | Holding | 20,000 owned after | $1.09 exercise price | 2006-07-07 | |
| 2006-07-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 570,000 owned after | $2.53 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | YAKOBSON DENNIS Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,000 owned after | $3.35 exercise price | 2006-07-06 |