RED HAT INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-15: Reporting owner ABBASI SOHAIB; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-15: Reporting owner ABBASI SOHAIB; Form 4; Security Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-11: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-11: Reporting owner CLARKE JEFF; Form 4; Security Deferred Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212 212 owned after | $0.00 | 2016-11-17 | |
| 2016-08-15 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220 220 owned after | $0.00 | 2016-08-17 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −317 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −392 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −343 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −866 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −813 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,393 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −988 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −786 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −652 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,542 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −686 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −515 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −470 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −468 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −551 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −404 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −442 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −374 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −382 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −446 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −395 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −393 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −416 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −531 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −431 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −506 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −418 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −397 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −322 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −318 0 owned after | $0.00 | 2016-08-15 | |
| 2016-07-18 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,435 0 owned after | $0.00 | 2018-08-10 | |
| 2016-07-18 | LIVINGSTONE DONALD H Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,435 3,435 owned after | $0.00 | 2016-07-20 | |
| 2016-07-18 | GUPTA NARENDRA Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,435 3,435 owned after | $0.00 | 2016-07-20 | |
| 2016-07-18 | ALBRECHT W STEVE Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,435 3,435 owned after | $0.00 | 2016-07-20 | |
| 2016-07-18 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,435 3,435 owned after | $0.00 | 2016-07-20 | |
| 2016-07-18 | Shander Eric Ryan Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,865 6,865 owned after | $0.00 | 2016-07-20 | |
| 2016-05-16 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343 343 owned after | $0.00 | 2016-05-18 | |
| 2016-05-16 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +223 223 owned after | $0.00 | 2016-05-18 | |
| 2016-04-01 holding as of filing | Shander Eric Ryan Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2016-04-01 | ||
| 2016-02-18 | CORMIER PAUL J Officer (EVP, Products & Technologies) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,392 40,392 owned after | $0.00 | 2016-02-19 | |
| 2016-02-18 | Whitehurst James M Director, Officer (CEO & President) | 4 | Performance Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,784 80,784 owned after | $0.00 | 2016-02-19 | |
| 2016-02-16 | CLARKE JEFF Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +392 392 owned after | $0.00 | 2016-02-18 | |
| 2016-02-16 | ABBASI SOHAIB Director | 4 | Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +255 255 owned after | $0.00 | 2016-02-18 |