RAIT FINANCIAL TRUST Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-18: Reporting owner Amster Howard; Form 4; Security RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-12-18: Reporting owner Amster Howard; Form 4; Security RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-12-18: Reporting owner Amster Howard; Form 4; Security RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-12-13: Reporting owner Amster Howard; Form 4; Security RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-18 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +12,550 1,087,550 owned after | $2.38 | 2018-12-20 | |
| 2018-12-18 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +7,764 1,095,314 owned after | $2.44 | 2018-12-20 | |
| 2018-12-18 | Amster Howard 10% Owner | 4 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +9,200 1,104,514 owned after | $2.62 | 2018-12-20 | |
| 2018-12-13 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +10,203 1,063,944 owned after | $2.77 | 2018-12-17 | |
| 2018-12-13 | Amster Howard 10% Owner | 4 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +11,056 1,075,000 owned after | $2.82 | 2018-12-17 | |
| 2018-12-07 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +15,300 1,048,741 owned after | $2.99 | 2018-12-10 | |
| 2018-12-07 | Amster Howard 10% Owner | 4 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +5,000 1,053,741 owned after | $3.15 | 2018-12-10 | |
| 2018-11-29 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +3,020 1,030,696 owned after | $3.45 | 2018-12-03 | |
| 2018-11-29 | Amster Howard 10% Owner | 4 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +5,145 1,035,841 owned after | $3.42 | 2018-12-03 | |
| 2018-11-29 | Amster Howard 10% Owner | 4 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | S Open market or private sale of non-derivative or derivative security | −2,400 1,033,441 owned after | $3.50 | 2018-12-03 | |
| 2018-11-26 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +12,768 1,026,676 owned after | $3.74 | 2018-11-28 | |
| 2018-11-26 | Amster Howard 10% Owner | 4 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +1,500 1,027,676 owned after | $3.80 | 2018-11-28 | |
| 2018-11-14 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +18,000 1,013,408 owned after | $3.83 | 2018-11-15 | |
| 2018-11-13 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +17,594 995,408 owned after | $3.75 | 2018-11-14 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Direct · (m) | Holding | 221,769 owned after | no price filed | 2018-11-06 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Direct · (m) | Holding | 132,380 owned after | no price filed | 2018-11-06 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Direct · (m) | Holding | 60,598 owned after | no price filed | 2018-11-06 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 205,325 owned after | no price filed | 2018-11-06 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 242,109 owned after | no price filed | 2018-11-06 | |
| 2018-11-06 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 115,633 owned after | no price filed | 2018-11-06 | |
| 2018-11-01 | Amster Howard 10% Owner | 4 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +16,072 972,814 owned after | $4.82 | 2018-11-02 | |
| 2018-11-01 | Amster Howard 10% Owner | 4 | RASFN RAIT FINANCIAL TRUST 8.875% Series C Cumulative Non-derivative · Indirect · SEE EXPLANATION BELOW | P Open market or private purchase of non-derivative or derivative security | +5,000 977,814 owned after | $4.86 | 2018-11-02 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Direct · (m) | Holding | 205,697 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Direct · (m) | Holding | 132,380 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Direct · (m) | Holding | 60,598 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 18,400 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 33,677 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 1,300 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 2,400 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 42,400 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 15,031 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 1,100 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 3,400 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 20,000 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 8,000 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 18,425 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 145,699 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 57,497 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 4,974 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 6,300 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 65,700 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFO RAIT FINANCIAL TRUST 8.375% SERIES B CUMULATIVE Non-derivative · Indirect · (m) | Holding | 43,959 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 14,405 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFP RAIT FINANCIAL TRUST 7.75% SERIES A CUMULATIVE Non-derivative · Indirect · (m) | Holding | 39,300 owned after | no price filed | 2018-11-01 | |
| 2018-11-01 holding as of filing | Amster Howard 10% Owner | 3 | RASFN RAIT FINANCIAL TRUST 8.875% SERIES C CUMULATIVE Non-derivative · Indirect · (m) | Holding | 16,100 owned after | no price filed | 2018-11-01 |