RAIT FINANCIAL TRUST Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-22: Reporting owner FRAPPIER KEN; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-17: Reporting owner COHEN JONATHAN Z; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-06-30: Reporting owner COHEN BETSY Z; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-05-05: Reporting owner DISTEFANO ELLEN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-22 | FRAPPIER KEN Officer (Chief Credit Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 9,000 owned after | $19.85 exercise price | 2006-12-27 | |
| 2006-11-17 | COHEN JONATHAN Z | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $15.00 exercise price | 2006-11-21 | |
| 2006-06-30 | COHEN BETSY Z | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −198,336 0 owned after | $15.00 exercise price | 2006-07-05 | |
| 2006-05-05 | DISTEFANO ELLEN J Officer (CFO & Executive VP) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,841 0 owned after | $9.00 exercise price | 2006-05-09 |