RAIT FINANCIAL TRUST Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-11: Reporting owner Dilmore Alfred J; Form 3; Security Share Appreciation Right; Transaction Holding.
- 2016-02-22: Reporting owner Reyle John J.; Form 4; Security Share Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-11 holding as of filing | Dilmore Alfred J Officer (Chief Accounting Officer) | 3 | Share Appreciation Right Derivative · Direct | Holding | $2.38 exercise price | 2016-03-11 | ||
| 2016-02-22 | Reyle John J. Officer (Senior Managing Director-CLO) | 4 | Share Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $2.38 exercise price | 2016-02-24 |