Quotient Technology Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-01: Reporting owner SIMINOFF DAVID E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-01: Reporting owner SIMINOFF DAVID E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-02: Reporting owner SIMINOFF DAVID E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-02: Reporting owner SIMINOFF DAVID E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-01 | SIMINOFF DAVID E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 34,668 owned after | $3.68 exercise price | 2017-11-02 | |
| 2017-11-01 | SIMINOFF DAVID E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 26,764 owned after | $5.33 exercise price | 2017-11-02 | |
| 2017-10-02 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 37,668 owned after | $3.68 exercise price | 2017-10-03 | |
| 2017-10-02 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 29,764 owned after | $5.33 exercise price | 2017-10-03 | |
| 2017-08-01 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 43,668 owned after | $3.68 exercise price | 2017-08-03 | |
| 2017-08-01 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 35,764 owned after | $5.33 exercise price | 2017-08-03 | |
| 2017-07-31 | OPPENHEIMER DAVID S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,551 21,551 owned after | $11.60 exercise price | 2017-08-01 | |
| 2017-07-03 | SIMINOFF DAVID E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 46,668 owned after | $3.68 exercise price | 2017-07-05 | |
| 2017-07-03 | SIMINOFF DAVID E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 38,764 owned after | $5.33 exercise price | 2017-07-05 | |
| 2017-06-05 | GESSOW ANDREW J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,931 12,931 owned after | $11.60 exercise price | 2017-06-06 | |
| 2017-06-05 | Horowitz Steven Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,931 12,931 owned after | $11.60 exercise price | 2017-06-06 | |
| 2017-06-05 | SIMINOFF DAVID E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,931 12,931 owned after | $11.60 exercise price | 2017-06-06 | |
| 2017-06-05 | Raskin Scott David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,931 12,931 owned after | $11.60 exercise price | 2017-06-06 | |
| 2017-06-05 | LEPORE DAWN G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,931 12,931 owned after | $11.60 exercise price | 2017-06-06 | |
| 2017-06-01 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 49,668 owned after | $3.68 exercise price | 2017-06-05 | |
| 2017-06-01 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 41,764 owned after | $5.33 exercise price | 2017-06-05 | |
| 2017-05-22 | Boal Steven R. Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,761 0 owned after | $3.68 exercise price | 2017-05-23 | |
| 2017-05-19 | Boal Steven R. Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,028 39,761 owned after | $3.68 exercise price | 2017-05-23 | |
| 2017-05-16 | Boal Steven R. Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,211 124,789 owned after | $3.68 exercise price | 2017-05-18 | |
| 2017-05-02 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 52,668 owned after | $3.68 exercise price | 2017-05-04 | |
| 2017-05-02 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 44,764 owned after | $5.33 exercise price | 2017-05-04 | |
| 2017-02-14 | FIOR RONALD J Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $13.00 exercise price | 2017-04-21 | |
| 2017-02-14 | Chen Connie Officer (GC, Sec & Chief Comp Off) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $13.00 exercise price | 2017-04-21 | |
| 2017-02-14 | Aamir Mir Director, Officer (Pres & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $13.00 exercise price | 2017-04-21 | |
| 2017-02-14 | Boal Steven R. Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $13.00 exercise price | 2017-04-21 | |
| 2017-02-07 | Raskin Scott David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,474 23,474 owned after | $10.65 exercise price | 2017-02-09 |