Quotient Technology Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-12: Reporting owner Burbank John Howard III; Form 4; Security Series 1 Preferred Stock (Convertible); Transaction C Conversion of derivative security.
- 2014-03-12: Reporting owner Burbank John Howard III; Form 4; Security Series A-2 Preferred Stock (Convertible); Transaction C Conversion of derivative security.
- 2014-03-12: Reporting owner Burbank John Howard III; Form 4; Security Series A-3 Preferred Stock (Convertible); Transaction C Conversion of derivative security.
- 2014-03-12: Reporting owner Burbank John Howard III; Form 4; Security Series A-4 Preferred Stock (Convertible); Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-12 | Burbank John Howard III 10% Owner | 4 | Series 1 Preferred Stock (Convertible) Derivative · Indirect · See footnote | C Conversion of derivative security | −1,916,509 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Burbank John Howard III 10% Owner | 4 | Series A-2 Preferred Stock (Convertible) Derivative · Indirect · See footnote | C Conversion of derivative security | −302,679 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Burbank John Howard III 10% Owner | 4 | Series A-3 Preferred Stock (Convertible) Derivative · Indirect · See footnote | C Conversion of derivative security | −2,599,858 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Burbank John Howard III 10% Owner | 4 | Series A-4 Preferred Stock (Convertible) Derivative · Indirect · See footnote | C Conversion of derivative security | −1,629,035 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Burbank John Howard III 10% Owner | 4 | Series A-5 Preferred Stock (Convertible) Derivative · Indirect · See footnote | C Conversion of derivative security | −5,342,513 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Walsh Michael R. Director, Officer (Chief Security Officer) | 4 | Series 1 Preferred Stock (Convertible) Derivative · Direct | C Conversion of derivative security | −880,000 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-12 | Boal Steven R. Director, Officer (President & CEO) | 4 | Series 1 Preferred Stock (Convertible) Derivative · Direct | C Conversion of derivative security | −3,653,938 0 owned after | $0.00 | 2014-03-14 | |
| 2014-03-06 holding as of filing | Boal Steven R. Director, Officer (President and CEO), 10% Owner | 3 | Series 1 Preferred Stock (Convertible) Derivative · Direct | Holding | $0.63 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Walsh Michael R. Director, Officer (Chief Security Officer) | 3 | Series 1 Preferred Stock (Convertible) Derivative · Direct | Holding | $0.63 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Burbank John Howard III 10% Owner | 3 | Series 1 Preferred Stock (Convertible) Derivative · Indirect · See Footnote | Holding | $0.63 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Burbank John Howard III 10% Owner | 3 | Series A-2 Preferred Stock (Convertible) Derivative · Indirect · See Footnote | Holding | $2.46 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Burbank John Howard III 10% Owner | 3 | Series A-3 Preferred Stock (Convertible) Derivative · Indirect · See Footnote | Holding | $2.58 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Burbank John Howard III 10% Owner | 3 | Series A-4 Preferred Stock (Convertible) Derivative · Indirect · See Footnote | Holding | $3.91 exercise price | 2014-03-06 | ||
| 2014-03-06 holding as of filing | Burbank John Howard III 10% Owner | 3 | Series A-5 Preferred Stock (Convertible) Derivative · Indirect · See Footnote | Holding | $5.96 exercise price | 2014-03-06 |