Quotient Technology Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-02: Reporting owner Boal Steven R.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-01: Reporting owner Boal Steven R.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-10: Reporting owner FIOR RONALD J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-06-08: Reporting owner GESSOW ANDREW J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-02 | Boal Steven R. Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,300 0 owned after | $0.27 exercise price | 2016-12-02 | |
| 2016-12-01 | Boal Steven R. Director, Officer (CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139,700 100,300 owned after | $0.27 exercise price | 2016-12-02 | |
| 2016-08-10 | FIOR RONALD J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +185,000 185,000 owned after | $13.19 exercise price | 2016-08-12 | |
| 2016-06-08 | GESSOW ANDREW J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,933 11,933 owned after | $12.57 exercise price | 2016-06-10 | |
| 2016-06-08 | LEPORE DAWN G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,933 11,933 owned after | $12.57 exercise price | 2016-06-10 | |
| 2016-06-08 | SIMINOFF DAVID E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,933 11,933 owned after | $12.57 exercise price | 2016-06-10 | |
| 2016-06-08 | Horowitz Steven Michael Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,933 11,933 owned after | $12.57 exercise price | 2016-06-10 | |
| 2016-02-17 | Chen Connie Officer (Gen Cnsl, Sec, Chief Comp Off.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $8.51 exercise price | 2016-02-19 | |
| 2016-02-17 | Ceran Jennifer Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $8.51 exercise price | 2016-02-19 | |
| 2016-02-17 | Boal Steven R. Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,000 550,000 owned after | $8.51 exercise price | 2016-02-19 | |
| 2016-02-17 | Aamir Mir Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $8.51 exercise price | 2016-02-19 |