QUANTENNA COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-28: Reporting owner Bonnot Lionel; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-21: Reporting owner Bonnot Lionel; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-21: Reporting owner Bonnot Lionel; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-14: Reporting owner Carroll David William; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-28 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 6,821 owned after | $2.00 exercise price | 2017-11-30 | |
| 2017-11-21 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,821 656 owned after | $1.50 exercise price | 2017-11-22 | |
| 2017-11-21 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −679 12,321 owned after | $2.00 exercise price | 2017-11-22 | |
| 2017-11-14 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 133,720 owned after | $1.50 exercise price | 2017-11-16 | |
| 2017-11-14 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 5,477 owned after | $1.50 exercise price | 2017-11-16 | |
| 2017-11-07 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 285,948 owned after | $9.00 exercise price | 2017-11-09 | |
| 2017-11-07 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,374 111,552 owned after | $1.00 exercise price | 2017-11-09 | |
| 2017-11-07 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −727 0 owned after | $1.50 exercise price | 2017-11-09 | |
| 2017-11-07 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,773 10,977 owned after | $1.50 exercise price | 2017-11-09 | |
| 2017-11-01 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 24,460 owned after | $1.00 exercise price | 2017-11-02 | |
| 2017-10-31 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 727 owned after | $1.50 exercise price | 2017-11-02 | |
| 2017-10-24 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 8,227 owned after | $1.50 exercise price | 2017-10-26 | |
| 2017-10-17 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 15,727 owned after | $1.50 exercise price | 2017-10-19 | |
| 2017-10-11 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 136,220 owned after | $1.50 exercise price | 2017-10-13 | |
| 2017-10-10 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 23,727 owned after | $1.50 exercise price | 2017-10-12 | |
| 2017-10-03 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 32,227 owned after | $1.50 exercise price | 2017-10-04 | |
| 2017-10-02 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 26,460 owned after | $1.00 exercise price | 2017-10-04 | |
| 2017-09-26 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 40,727 owned after | $1.50 exercise price | 2017-09-27 | |
| 2017-09-19 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 48,727 owned after | $1.50 exercise price | 2017-09-21 | |
| 2017-09-13 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,379 143,220 owned after | $1.50 exercise price | 2017-09-13 | |
| 2017-09-12 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,600 57,227 owned after | $1.50 exercise price | 2017-09-14 | |
| 2017-09-12 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121 144,599 owned after | $1.50 exercise price | 2017-09-13 | |
| 2017-09-11 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 144,720 owned after | $1.50 exercise price | 2017-09-13 | |
| 2017-09-05 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,966 287,948 owned after | $9.00 exercise price | 2017-09-07 | |
| 2017-09-05 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,284 0 owned after | $1.00 exercise price | 2017-09-07 | |
| 2017-09-05 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,416 65,827 owned after | $1.50 exercise price | 2017-09-07 | |
| 2017-09-01 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 29,260 owned after | $1.00 exercise price | 2017-09-06 | |
| 2017-08-29 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,600 2,284 owned after | $1.00 exercise price | 2017-08-30 | |
| 2017-08-22 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 10,884 owned after | $1.00 exercise price | 2017-08-23 | |
| 2017-08-15 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,600 18,884 owned after | $1.00 exercise price | 2017-08-17 | |
| 2017-08-14 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 151,720 owned after | $1.50 exercise price | 2017-08-15 | |
| 2017-08-11 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 153,220 owned after | $1.50 exercise price | 2017-08-15 | |
| 2017-08-08 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,700 27,484 owned after | $1.00 exercise price | 2017-08-10 | |
| 2017-08-07 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,966 292,914 owned after | $9.00 exercise price | 2017-08-07 | |
| 2017-08-01 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 0 owned after | $1.00 exercise price | 2017-08-03 | |
| 2017-08-01 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,100 37,184 owned after | $1.00 exercise price | 2017-08-03 | |
| 2017-08-01 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400 34,860 owned after | $1.00 exercise price | 2017-08-03 | |
| 2017-07-25 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 160,220 owned after | $1.50 exercise price | 2017-07-27 | |
| 2017-07-25 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,700 1,600 owned after | $1.00 exercise price | 2017-07-27 | |
| 2017-07-25 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 43,260 owned after | $1.00 exercise price | 2017-07-27 | |
| 2017-07-18 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,700 11,300 owned after | $1.00 exercise price | 2017-07-20 | |
| 2017-07-11 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 161,720 owned after | $1.50 exercise price | 2017-07-13 | |
| 2017-07-11 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,700 20,000 owned after | $1.00 exercise price | 2017-07-13 | |
| 2017-07-05 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 0 owned after | $1.00 exercise price | 2017-07-07 | |
| 2017-07-05 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,900 28,700 owned after | $1.00 exercise price | 2017-07-07 | |
| 2017-07-03 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 6,000 owned after | $2.50 exercise price | 2017-07-06 | |
| 2017-07-03 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 46,060 owned after | $1.00 exercise price | 2017-07-06 | |
| 2017-06-27 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,700 2,700 owned after | $1.00 exercise price | 2017-06-29 | |
| 2017-06-20 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 12,400 owned after | $1.00 exercise price | 2017-06-20 | |
| 2017-06-19 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 170,220 owned after | $1.50 exercise price | 2017-06-20 | |
| 2017-06-13 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,700 22,200 owned after | $1.00 exercise price | 2017-06-15 | |
| 2017-06-12 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 171,720 owned after | $1.50 exercise price | 2017-06-13 | |
| 2017-06-06 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,700 30,900 owned after | $1.00 exercise price | 2017-06-08 | |
| 2017-06-01 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 7,200 owned after | $2.50 exercise price | 2017-06-05 | |
| 2017-05-30 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,700 40,600 owned after | $1.00 exercise price | 2017-06-01 | |
| 2017-05-23 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −180 0 owned after | $2.50 exercise price | 2017-05-25 | |
| 2017-05-23 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,620 49,300 owned after | $1.00 exercise price | 2017-05-25 | |
| 2017-05-16 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,980 0 owned after | $3.00 exercise price | 2017-05-18 | |
| 2017-05-16 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,820 180 owned after | $2.50 exercise price | 2017-05-18 | |
| 2017-05-11 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 180,220 owned after | $1.50 exercise price | 2017-05-15 | |
| 2017-05-09 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,900 3,980 owned after | $3.00 exercise price | 2017-05-10 | |
| 2017-05-09 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 17,600 owned after | $2.50 exercise price | 2017-05-10 | |
| 2017-05-08 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 21,600 owned after | $2.50 exercise price | 2017-05-10 | |
| 2017-05-02 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,600 13,880 owned after | $3.00 exercise price | 2017-05-04 | |
| 2017-05-01 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 24,400 owned after | $2.50 exercise price | 2017-05-03 | |
| 2017-04-26 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 22,480 owned after | $3.00 exercise price | 2017-04-28 | |
| 2017-04-26 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 190,220 owned after | $1.50 exercise price | 2017-04-28 | |
| 2017-02-15 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,500 46,500 owned after | $22.18 exercise price | 2017-02-17 | |
| 2017-02-15 | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,250 47,250 owned after | $22.18 exercise price | 2017-02-17 | |
| 2017-02-15 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,500 50,500 owned after | $22.18 exercise price | 2017-02-17 | |
| 2017-02-15 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +171,750 171,750 owned after | $22.18 exercise price | 2017-02-17 | |
| 2017-02-10 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 194,220 owned after | $1.50 exercise price | 2017-04-28 |