QUANTENNA COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-29: Reporting owner Carroll David William; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-27: Reporting owner STEVENS MARK A; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-10-27: Reporting owner LAZAR JACK R; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2016-10-27: Reporting owner HUGHES HAROLD; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 204,220 owned after | $1.50 exercise price | 2017-04-28 | |
| 2016-10-27 holding as of filing | STEVENS MARK A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | LAZAR JACK R Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | HUGHES HAROLD Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | HUGHES HAROLD Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Carroll David William Officer (SVP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Carroll David William Officer (SVP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Carroll David William Officer (SVP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Carroll David William Officer (SVP Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Bonnot Lionel Officer (SVP Mktg & Business Dev.) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Sobers Sean Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2016-10-27 | ||
| 2016-10-27 holding as of filing | Heidari Sam Director, Officer (Chairman and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2016-10-27 |