QUANTENNA COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-19: Reporting owner STEVENS MARK A; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-06-19: Reporting owner LAZAR JACK R; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-06-19: Reporting owner HUGHES HAROLD; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-06-19: Reporting owner HUGHES HAROLD; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-19 | STEVENS MARK A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,000 0 owned after | $8.50 exercise price | 2019-06-21 | |
| 2019-06-19 | LAZAR JACK R Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,000 0 owned after | $8.50 exercise price | 2019-06-21 | |
| 2019-06-19 | HUGHES HAROLD Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,000 0 owned after | $2.00 exercise price | 2019-06-21 | |
| 2019-06-19 | HUGHES HAROLD Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $8.50 exercise price | 2019-06-21 | |
| 2019-06-19 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −283,948 0 owned after | $9.00 exercise price | 2019-06-21 | |
| 2019-06-19 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,500 0 owned after | $22.18 exercise price | 2019-06-21 | |
| 2019-06-19 | Sobers Sean Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $13.06 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,700 0 owned after | $1.00 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −361,985 0 owned after | $1.50 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −130,000 0 owned after | $1.50 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −414,623 0 owned after | $2.00 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −180,000 0 owned after | $8.50 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −171,750 0 owned after | $22.18 exercise price | 2019-06-21 | |
| 2019-06-19 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $13.06 exercise price | 2019-06-21 | |
| 2019-06-19 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,716 0 owned after | $3.00 exercise price | 2019-06-21 | |
| 2019-06-19 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,871 0 owned after | $8.50 exercise price | 2019-06-21 | |
| 2019-06-19 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,500 0 owned after | $22.18 exercise price | 2019-06-21 | |
| 2019-06-19 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,750 0 owned after | $13.06 exercise price | 2019-06-21 | |
| 2019-05-30 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 361,985 owned after | $1.50 exercise price | 2019-06-03 | |
| 2019-03-20 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,200 0 owned after | $1.00 exercise price | 2019-03-22 | |
| 2019-03-20 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,800 12,700 owned after | $1.00 exercise price | 2019-03-22 | |
| 2019-03-12 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 17,500 owned after | $1.00 exercise price | 2019-03-14 | |
| 2019-02-13 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 32,500 owned after | $1.00 exercise price | 2019-02-14 | |
| 2019-02-12 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 35,500 owned after | $1.00 exercise price | 2019-02-14 | |
| 2019-01-23 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −156 1,716 owned after | $3.00 exercise price | 2019-01-24 | |
| 2019-01-22 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,250 48,750 owned after | $13.06 exercise price | 2019-01-24 | |
| 2019-01-15 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,197 39,500 owned after | $1.00 exercise price | 2019-01-17 | |
| 2019-01-11 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 44,697 owned after | $1.00 exercise price | 2019-01-11 | |
| 2019-01-09 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116 1,872 owned after | $3.00 exercise price | 2019-01-11 | |
| 2019-01-09 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,967 13,871 owned after | $8.50 exercise price | 2019-01-11 | |
| 2019-01-08 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 52,697 owned after | $1.00 exercise price | 2019-01-10 | |
| 2019-01-02 | Heidari Sam Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,794 67,697 owned after | $1.00 exercise price | 2019-01-04 | |
| 2019-01-02 | Carroll David William Officer (SVP Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,929 0 owned after | $1.50 exercise price | 2019-01-03 |