QUANERGY SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-08: Reporting owner Rising Tide V, LLC; Form 4; Security Common Stock Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-08: Reporting owner Hassanein Tamer; Form 4; Security Common Stock Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-08 | Rising Tide V, LLC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,731,078 4,731,078 owned after | $0.01 exercise price | 2022-02-11 | |
| 2022-02-08 | Hassanein Tamer Director, 10% Owner | 4 | Common Stock Warrant Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,663 64,883 owned after | $0.01 exercise price | 2022-02-10 |