QUANERGY SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2028-10-09: Reporting owner Francis Karen C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-08: Reporting owner Yu Tianyue; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-08: Reporting owner Francis Karen C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-02-08: Reporting owner Francis Karen C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2028-10-09 | Francis Karen C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,060 6,060 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | Yu Tianyue Director, Officer (Chief Development Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +196,422 196,422 owned after | $0.82 exercise price | 2022-02-10 | |
| 2022-02-08 | Francis Karen C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,310 30,310 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | Francis Karen C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,249 24,249 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | ROHRS THOMAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193,997 193,997 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | KENNEDY KEVIN Director, Officer (CEO; Chairman of Board) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193,997 193,997 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | Signore Enzo Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,196 155,196 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | Archambault Patrick Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,558 46,558 owned after | $7.67 exercise price | 2022-02-10 | |
| 2022-02-08 | Archambault Patrick Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,197 155,197 owned after | $12.74 exercise price | 2022-02-10 | |
| 2022-02-08 | Archambault Patrick Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,038 31,038 owned after | $12.74 exercise price | 2022-02-10 |