QUANERGY SYSTEMS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-23: Reporting owner SEGALL MARK B; Form 3; Security Class B Ordinary Shares; Transaction Holding.
- 2021-02-10: Reporting owner CITIC Capital Acquisition LLC; Form 4; Security Class B Ordinary Shares, par value $0.0001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2020-05-07: Reporting owner CITIC Capital Acquisition LLC; Form 4; Security Class B Ordinary Shares, par value $0.0001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2020-05-07: Reporting owner Haghighat Ross; Form 3; Security Class B Ordinary Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 holding as of filing | SEGALL MARK B Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2021-02-23 | ||
| 2021-02-10 | CITIC Capital Acquisition LLC Director | 4 | Class B Ordinary Shares, par value $0.0001 per share Derivative · Direct | J Other acquisition or disposition (describe transaction) | −13,000 6,002,500 owned after | $0.00 | 2021-02-23 | |
| 2020-05-07 | CITIC Capital Acquisition LLC Director | 4 | Class B Ordinary Shares, par value $0.0001 per share Derivative · Direct | J Other acquisition or disposition (describe transaction) | −22,000 6,015,500 owned after | $0.00 | 2021-02-23 | |
| 2020-05-07 holding as of filing | Haghighat Ross Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2020-05-07 | ||
| 2020-02-10 holding as of filing | CITIC Capital Acquisition LLC 10% Owner | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2020-02-10 | ||
| 2020-02-10 holding as of filing | Arif Henri Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2020-02-10 | ||
| 2020-02-10 | CITIC Capital Acquisition LLC 10% Owner | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,006,250 6,037,500 owned after | $0.00 | 2020-02-10 | |
| 2020-02-10 | Arif Henri Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +143,750 862,500 owned after | $0.00 | 2020-02-10 |