PMC SIERRA INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-10: Reporting owner KARR TRAVIS; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-10: Reporting owner KARR TRAVIS; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-09: Reporting owner LISZT ROBERT M; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-09: Reporting owner LISZT ROBERT M; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-10 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −14,466 35,134 owned after | $6.53 exercise price | 2014-12-12 | |
| 2014-12-10 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,084 0 owned after | $6.37 exercise price | 2014-12-12 | |
| 2014-12-09 | LISZT ROBERT M Other (Former VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,188 0 owned after | $7.22 exercise price | 2014-12-11 | |
| 2014-12-09 | LISZT ROBERT M Other (Former VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −833 0 owned after | $5.71 exercise price | 2014-12-11 | |
| 2014-12-09 | LISZT ROBERT M Other (Former VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −733 0 owned after | $6.53 exercise price | 2014-12-11 | |
| 2014-12-03 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −24,375 20,625 owned after | $5.71 exercise price | 2014-12-05 | |
| 2014-12-03 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −10,000 0 owned after | $5.94 exercise price | 2014-12-05 | |
| 2014-11-25 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,187 10,938 owned after | $7.22 exercise price | 2014-11-26 | |
| 2014-11-25 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −834 17,500 owned after | $5.71 exercise price | 2014-11-26 | |
| 2014-11-25 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −734 24,200 owned after | $6.53 exercise price | 2014-11-26 | |
| 2014-11-04 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −10,266 0 owned after | $6.53 exercise price | 2014-11-05 | |
| 2014-11-04 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,514 0 owned after | $5.71 exercise price | 2014-11-05 | |
| 2014-11-03 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −9,152 12,514 owned after | $5.71 exercise price | 2014-11-04 | |
| 2014-11-03 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,556 0 owned after | $7.22 exercise price | 2014-11-04 | |
| 2014-10-31 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −41,319 50,556 owned after | $7.22 exercise price | 2014-11-04 | |
| 2014-10-31 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −100,000 0 owned after | $4.98 exercise price | 2014-11-04 | |
| 2014-09-03 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −46,875 0 owned after | $4.98 exercise price | 2014-09-04 | |
| 2014-09-03 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,188 0 owned after | $4.79 exercise price | 2014-09-04 | |
| 2014-02-14 | LISZT ROBERT M Officer (VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −40,000 0 owned after | $6.35 exercise price | 2014-02-18 | |
| 2014-01-22 | LAU DARYN Other (Former VP,Business Initiatives) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,479 0 owned after | $5.71 exercise price | 2014-01-24 | |
| 2014-01-15 | LAU DARYN Other (Former VP,Business Initiatives) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $4.98 exercise price | 2014-01-17 |