PMC SIERRA INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-01-15: Reporting owner KURTZ WILLIAM; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-15: Reporting owner KURTZ WILLIAM; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-15: Reporting owner KURTZ WILLIAM; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-15: Reporting owner KURTZ WILLIAM; Form 4; Security Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.50 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.85 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.72 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $8.06 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.68 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.31 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $7.44 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $6.68 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.15 exercise price | 2016-01-20 | |
| 2016-01-15 | KURTZ WILLIAM Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.33 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,100 0 owned after | $6.65 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,313 0 owned after | $6.87 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,863 0 owned after | $6.53 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,094 0 owned after | $5.71 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $7.22 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $9.06 exercise price | 2016-01-20 | |
| 2016-01-15 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,000 0 owned after | $4.98 exercise price | 2016-01-20 | |
| 2016-01-15 | FEIN DAVID M Officer (VP of Worldwide Sales) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,600 0 owned after | $6.65 exercise price | 2016-01-20 | |
| 2016-01-15 | FEIN DAVID M Officer (VP of Worldwide Sales) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $8.88 exercise price | 2016-01-20 | |
| 2016-01-15 | Geiser Steven J Officer (VP Finance and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,200 0 owned after | $6.65 exercise price | 2016-01-20 | |
| 2016-01-15 | Geiser Steven J Officer (VP Finance and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,334 0 owned after | $6.87 exercise price | 2016-01-20 | |
| 2016-01-15 | Geiser Steven J Officer (VP Finance and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,959 0 owned after | $6.53 exercise price | 2016-01-20 | |
| 2016-01-15 | Geiser Steven J Officer (VP Finance and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,250 0 owned after | $5.23 exercise price | 2016-01-20 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.50 exercise price | 2016-01-19 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.85 exercise price | 2016-01-19 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.72 exercise price | 2016-01-19 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $8.06 exercise price | 2016-01-19 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $7.68 exercise price | 2016-01-19 | |
| 2016-01-15 | FARESE MICHAEL J. Director | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $10.97 exercise price | 2016-01-19 | |
| 2016-01-15 | SUN TOM Officer (VP and General Manager, CBU) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,500 0 owned after | $6.65 exercise price | 2016-01-19 | |
| 2016-01-15 | SUN TOM Officer (VP and General Manager, CBU) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,538 0 owned after | $6.87 exercise price | 2016-01-19 | |
| 2016-01-15 | SUN TOM Officer (VP and General Manager, CBU) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,388 0 owned after | $6.53 exercise price | 2016-01-19 | |
| 2016-01-15 | SUN TOM Officer (VP and General Manager, CBU) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,328 0 owned after | $5.71 exercise price | 2016-01-19 | |
| 2016-01-15 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $6.65 exercise price | 2016-01-19 | |
| 2016-01-15 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,534 0 owned after | $6.87 exercise price | 2016-01-19 | |
| 2016-01-15 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,667 0 owned after | $6.53 exercise price | 2016-01-19 | |
| 2016-01-15 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $5.71 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −284,392 0 owned after | $6.65 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −143,369 0 owned after | $6.87 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,000 0 owned after | $6.53 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −122,625 0 owned after | $5.71 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −178,383 0 owned after | $7.22 exercise price | 2016-01-19 | |
| 2016-01-15 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800,000 0 owned after | $8.06 exercise price | 2016-01-19 | |
| 2016-01-15 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,600 0 owned after | $6.65 exercise price | 2016-01-19 | |
| 2016-01-15 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,944 0 owned after | $6.87 exercise price | 2016-01-19 | |
| 2016-01-15 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,438 0 owned after | $6.53 exercise price | 2016-01-19 | |
| 2016-01-15 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Stock Options (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,094 0 owned after | $5.71 exercise price | 2016-01-19 |