PMC SIERRA INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-28: Reporting owner KARR TRAVIS; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-06: Reporting owner Harris Colin; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-05: Reporting owner Harris Colin; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-04-30: Reporting owner KARR TRAVIS; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-28 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,100 15,000 owned after | $5.71 exercise price | 2015-06-01 | |
| 2015-05-06 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 0 owned after | $4.98 exercise price | 2015-05-07 | |
| 2015-05-05 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,615 117,385 owned after | $7.22 exercise price | 2015-05-07 | |
| 2015-04-30 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,813 15,000 owned after | $5.71 exercise price | 2015-05-04 | |
| 2015-02-26 | BELLUZZO RICHARD Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.21 exercise price | 2015-03-02 | |
| 2015-02-26 | BELLUZZO RICHARD Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.67 exercise price | 2015-03-02 | |
| 2015-02-26 | BELLUZZO RICHARD Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.75 exercise price | 2015-03-02 | |
| 2015-02-26 | BELLUZZO RICHARD Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.68 exercise price | 2015-03-02 | |
| 2015-02-23 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.52 exercise price | 2015-02-24 | |
| 2015-02-20 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 25,000 owned after | $6.52 exercise price | 2015-02-24 | |
| 2015-02-20 | Geiser Steven J Officer (VP Finance and CFO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 285,000 owned after | $5.23 exercise price | 2015-02-24 | |
| 2015-02-20 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −179,375 122,625 owned after | $5.71 exercise price | 2015-02-23 | |
| 2015-02-19 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 302,000 owned after | $5.71 exercise price | 2015-02-23 | |
| 2015-02-19 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −183,000 0 owned after | $4.98 exercise price | 2015-02-23 | |
| 2015-02-18 | LISZT ROBERT M Other (Former VP of Worldwide Sales) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $9.06 exercise price | 2015-02-20 | |
| 2015-02-17 | LANG GREGORY S Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 183,000 owned after | $4.98 exercise price | 2015-02-19 | |
| 2015-02-12 | FARESE MICHAEL J. Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $6.26 exercise price | 2015-02-17 | |
| 2015-02-12 | FARESE MICHAEL J. Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $6.08 exercise price | 2015-02-17 | |
| 2015-02-12 | JUDGE JONATHAN Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.21 exercise price | 2015-02-17 | |
| 2015-02-12 | JUDGE JONATHAN Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.67 exercise price | 2015-02-17 | |
| 2015-02-12 | JUDGE JONATHAN Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.75 exercise price | 2015-02-17 | |
| 2015-02-12 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,798 50,000 owned after | $4.79 exercise price | 2015-02-17 | |
| 2015-02-11 | KURTZ WILLIAM Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.21 exercise price | 2015-02-13 | |
| 2015-02-11 | KURTZ WILLIAM Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $8.67 exercise price | 2015-02-13 | |
| 2015-02-11 | KURTZ WILLIAM Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.75 exercise price | 2015-02-13 | |
| 2015-02-11 | KURTZ WILLIAM Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $6.26 exercise price | 2015-02-13 | |
| 2015-02-11 | KURTZ WILLIAM Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $6.08 exercise price | 2015-02-13 | |
| 2015-02-04 | FLAMINIA ALINKA Officer (VP, General Counsel Corp. Sec.) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 75,000 owned after | $6.52 exercise price | 2015-02-06 | |
| 2015-02-03 | KLAYKO MICHAEL Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,845 0 owned after | $5.68 exercise price | 2015-02-05 | |
| 2015-02-03 | KLAYKO MICHAEL Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,023 0 owned after | $6.08 exercise price | 2015-02-05 | |
| 2015-02-03 | KLAYKO MICHAEL Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,698 0 owned after | $6.26 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $7.83 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $7.87 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $6.37 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $7.54 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | 1-B Special Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,336 0 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | 1-B Special Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,336 0 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | 1-B Special Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,336 0 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | Harris Colin Officer (VP, COO and GM of CBU) | 4 | 1-B Special Shares Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,336 0 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −202 89,798 owned after | $4.79 exercise price | 2015-02-05 | |
| 2015-02-03 | ELMURIB RA'ED Officer (VP, Corp Dev and GM, MPD) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,813 0 owned after | $6.35 exercise price | 2015-02-05 | |
| 2015-01-30 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,812 17,813 owned after | $5.71 exercise price | 2015-02-02 | |
| 2015-01-30 | KARR TRAVIS Officer (VP, GM Enterprise Storage Div) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −3,100 32,034 owned after | $6.53 exercise price | 2015-02-02 |