Planet Payment Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-30: Reporting owner Kaiden Jonathan; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-11: Reporting owner McColl Cameron R M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-14: Reporting owner D'Aponte Ray; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2015-08-14: Reporting owner D'Aponte Ray; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-30 | Kaiden Jonathan Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.50 exercise price | 2015-12-02 | |
| 2015-11-11 | McColl Cameron R M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.50 exercise price | 2015-11-13 | |
| 2015-08-14 holding as of filing | D'Aponte Ray Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.15 exercise price | 2015-08-14 | ||
| 2015-08-14 holding as of filing | D'Aponte Ray Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2015-08-14 | ||
| 2015-08-14 holding as of filing | D'Aponte Ray Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.80 exercise price | 2015-08-14 | ||
| 2015-08-14 holding as of filing | D'Aponte Ray Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.59 exercise price | 2015-08-14 | ||
| 2015-08-04 | Cox Robert J III Officer (SVP, CFO, Treasurer and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.59 exercise price | 2015-08-06 | |
| 2015-08-04 | Williams Carl J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +925,446 925,446 owned after | $2.59 exercise price | 2015-08-06 | |
| 2015-01-05 | Giglia Charles J Officer (SVP, Chief Information Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.97 exercise price | 2015-01-07 |