Planet Payment Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-27: Reporting owner Beck Philip D; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-27: Reporting owner Arad Graham N; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-21: Reporting owner Beck Philip D; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-21: Reporting owner Kim Shane H. | Camden Partners Strategic Manager, LLC; Form 3/A; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-27 | Beck Philip D Director, Officer (Chairman and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −213,600 0 owned after | $2.50 exercise price | 2012-12-28 | |
| 2012-12-27 | Arad Graham N Director, Officer (SVP and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −148,800 0 owned after | $2.50 exercise price | 2012-12-28 | |
| 2012-12-21 | Beck Philip D Director, Officer (CEO, President and Chairman) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −270,000 213,600 owned after | $2.50 exercise price | 2012-12-26 | |
| 2012-12-21 holding as of filing | Kim Shane H. | Camden Partners Strategic Manager, LLC | 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.02 exercise price | 2012-12-21 | ||
| 2012-12-21 holding as of filing | Kim Shane H. | Camden Partners Strategic Manager, LLC | 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2012-12-21 | ||
| 2012-12-21 holding as of filing | Kim Shane H. | Camden Partners Strategic Manager, LLC | 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2012-12-21 | ||
| 2012-12-21 holding as of filing | Camden Partners Strategic Manager, LLC | Camden Partners Strategic III, LLC | CAMDEN PARTNERS STRATEGIC FUND III-A LP | CAMDEN PARTNERS STRATEGIC FUND II B LP | CAMDEN PARTNERS STRATEGIC FUND II A LP | BERKELEY RICHARD M | CAMDEN PARTNERS STRATEGIC FUND III LP | WARNOCK DAVID L | CAMDEN PARTNERS STRATEGIC II LLC | HUGHES DONALD W 10% Owner | | | | | | | | | | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.02 exercise price | 2012-12-21 | ||
| 2012-12-21 holding as of filing | Camden Partners Strategic Manager, LLC | Camden Partners Strategic III, LLC | CAMDEN PARTNERS STRATEGIC FUND III-A LP | CAMDEN PARTNERS STRATEGIC FUND II B LP | CAMDEN PARTNERS STRATEGIC FUND II A LP | BERKELEY RICHARD M | CAMDEN PARTNERS STRATEGIC FUND III LP | WARNOCK DAVID L | CAMDEN PARTNERS STRATEGIC II LLC | HUGHES DONALD W 10% Owner | | | | | | | | | | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2012-12-21 | ||
| 2012-12-21 holding as of filing | Camden Partners Strategic Manager, LLC | Camden Partners Strategic III, LLC | CAMDEN PARTNERS STRATEGIC FUND III-A LP | CAMDEN PARTNERS STRATEGIC FUND II B LP | CAMDEN PARTNERS STRATEGIC FUND II A LP | BERKELEY RICHARD M | CAMDEN PARTNERS STRATEGIC FUND III LP | WARNOCK DAVID L | CAMDEN PARTNERS STRATEGIC II LLC | HUGHES DONALD W 10% Owner | | | | | | | | | | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2012-12-21 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.07 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Thomas Lady Barbara Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Taylor Jason Officer (Chief Information Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Soinski Drew Officer (SVP Managing Director Americas) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.15 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Soinski Drew Officer (SVP Managing Director Americas) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.07 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | McColl Cameron R M Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.88 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Lubitz Alan M Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.07 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.28 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.19 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Kaiden Jonathan Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.30 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Flaherty Kieth W Officer (SVP, Operations & Project Mgmt) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.56 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Cox Robert J III Officer (SVP, CFO and Treasurer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.65 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Cox Robert J III Officer (SVP, CFO and Treasurer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.24 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Cox Robert J III Officer (SVP, CFO and Treasurer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Cox Robert J III Officer (SVP, CFO and Treasurer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.80 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.88 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.70 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.17 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Beck Philip D Director, Officer (CEO, President and Chairman) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.80 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.50 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.88 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.17 exercise price | 2012-12-14 | ||
| 2012-12-14 holding as of filing | Arad Graham N Director, Officer (SVP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.80 exercise price | 2012-12-14 |