Planet Payment Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-20: Reporting owner Kim Shane H.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-20: Reporting owner Kim Shane H.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-20: Reporting owner Kim Shane H.; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-20: Reporting owner D'Aponte Ray; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-20 | Kim Shane H. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $2.19 exercise price | 2017-12-21 | |
| 2017-12-20 | Kim Shane H. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.02 exercise price | 2017-12-21 | |
| 2017-12-20 | Kim Shane H. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.27 exercise price | 2017-12-21 | |
| 2017-12-20 | D'Aponte Ray Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −95,000 0 owned after | $2.15 exercise price | 2017-12-21 | |
| 2017-12-20 | D'Aponte Ray Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $2.56 exercise price | 2017-12-21 | |
| 2017-12-20 | D'Aponte Ray Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $2.80 exercise price | 2017-12-21 | |
| 2017-12-20 | D'Aponte Ray Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.59 exercise price | 2017-12-21 | |
| 2017-12-20 | D'Aponte Ray Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.62 exercise price | 2017-12-21 | |
| 2017-12-20 | Williams Carl J Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.21 exercise price | 2017-12-21 | |
| 2017-12-20 | Williams Carl J Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −925,446 0 owned after | $2.59 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.65 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.25 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.00 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $2.80 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,000 0 owned after | $2.84 exercise price | 2017-12-21 | |
| 2017-12-20 | Cox Robert J III Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $2.59 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.50 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,250 0 owned after | $1.20 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 0 owned after | $1.28 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $1.30 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $2.19 exercise price | 2017-12-21 | |
| 2017-12-20 | McColl Cameron R M Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.27 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.50 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,250 0 owned after | $1.20 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 0 owned after | $1.28 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $1.30 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $2.19 exercise price | 2017-12-21 | |
| 2017-12-20 | Kaiden Jonathan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.27 exercise price | 2017-12-21 | |
| 2017-05-31 | Kaiden Jonathan Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.07 exercise price | 2017-06-02 |