Pershing Gold Corp. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-01-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-12-19; Total offering amount $6,550,000.
- 2016-03-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2016-02-25; Total offering amount $10,000,000.
- 2015-04-23: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-04-10; Total offering amount $15,000,000.
- 2014-08-07: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-07-30; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-01-04 | Rule 506(b) | Equity; OptionToAcquire | 2017-12-19 | $6,550,000 | $6,550,000 | $0 | 11 |
| 2016-03-10 | Rule 506(b) | Equity; OptionToAcquire | 2016-02-25 | $10,000,000 | $6,892,898 | $3,107,102 | 96 |
| 2015-04-23 | Rule 506(b) | Equity; OptionToAcquire | 2015-04-10 | $15,000,000 | $11,480,326 | $3,519,674 | 139 |
| 2014-08-07 | Rule 506(b) | Equity; OptionToAcquire | 2014-07-30 | $5,000,000 | $2,316,640 | $2,683,360 | 13 |
| 2014-07-15 | Rule 506(b) | Equity; SecurityToBeAcquired | 2014-07-02 | $15,000,000 | $9,036,817 | $5,963,183 | 53 |
| 2013-08-22 | Rule 506 | Equity; OptionToAcquire | 2013-08-08 | $14,999,490 | $10,960,290 | $4,039,200 | 23 |
| 2012-12-14 | Rule 506 | Equity; OptionToAcquire | 2012-12-03 | $3,124,950 | $3,124,950 | $0 | 15 |
| 2011-12-05 | Rule 506 | Units consisting of common stock and warrants | 2011-11-21 | $10,000,000 | $2,081,750 | $7,918,250 | 6 |
| 2011-11-29 | Rule 506 | Units consisting of common stock and warrants | 2011-09-08 | $20,000,000 | $1,718,000 | $18,282,000 | 3 |