PERCEPTRON INC/MI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner Watza David Lawrence; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-01: Reporting owner BRYANT JOHN F.; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-01: Reporting owner RATIGAN JAMES A; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-01: Reporting owner Taylor William Charles; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Watza David Lawrence Officer (President, CEO and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.65 exercise price | 2016-12-02 | |
| 2016-09-01 | BRYANT JOHN F. Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.46 exercise price | 2016-09-06 | |
| 2016-09-01 | RATIGAN JAMES A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.46 exercise price | 2016-09-06 | |
| 2016-09-01 | Taylor William Charles Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.46 exercise price | 2016-09-06 | |
| 2016-07-15 | Rothenberg Michael | Moab Partners LP | Moab Capital Partners LLC | | | 4 | Put Option (obligation to buy) Derivative · Indirect · By Moab Partners, L.P. | X Exercise of in-the-money or at-the-money derivative security | −13,200 0 owned after | $5.00 exercise price | 2016-07-19 | |
| 2016-07-15 | Rothenberg Michael | Moab Partners LP | Moab Capital Partners LLC | | | 4 | Put Option (obligation to buy) Derivative · Indirect · By Managed Account of Moab Capital Partners, LLC | X Exercise of in-the-money or at-the-money derivative security | −800 0 owned after | $5.00 exercise price | 2016-07-19 | |
| 2016-07-05 holding as of filing | Moab Capital Partners LLC | Moab Partners LP | Rothenberg Michael | | | 3 | Put Option (obligation to buy) Derivative · Indirect · By Moab Partners, L.P. | Holding | $5.00 exercise price | 2016-07-05 | ||
| 2016-07-05 holding as of filing | Moab Capital Partners LLC | Moab Partners LP | Rothenberg Michael | | | 3 | Put Option (obligation to buy) Derivative · Indirect · By Managed Account of Moab Capital Partners, LLC | Holding | $5.00 exercise price | 2016-07-05 | ||
| 2016-02-02 | MARZ W RICHARD Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.41 exercise price | 2016-02-04 |