PERCEPTRON INC/MI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-05: Reporting owner SMITH TERRYLL R; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-03: Reporting owner OSWALD ROBERT S; Form 4; Security Directors Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner RITTENOUR HARRY T; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-30: Reporting owner MARZ W RICHARD; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-05 | SMITH TERRYLL R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $1.38 exercise price | 2011-12-06 | |
| 2011-12-03 | OSWALD ROBERT S Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2011-12-01 | RITTENOUR HARRY T Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.24 exercise price | 2011-12-02 | |
| 2011-11-30 | MARZ W RICHARD Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.38 exercise price | 2011-12-02 | |
| 2011-11-15 | BEATTIE DAVID J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $1.38 exercise price | 2011-11-16 | |
| 2011-11-14 | DECOCCO PHILIP J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.38 exercise price | 2011-11-16 | |
| 2011-10-14 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $1.24 exercise price | 2011-10-17 | |
| 2011-09-01 | LOWRY JOHN H III Officer (Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | RITTENOUR HARRY T Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | SMITH SYLVIA Officer (Vice President & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | Price Richard Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | SMITH TERRYLL R Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | RATIGAN JAMES A Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | DABROWSKI KENNETH R Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | BEATTIE DAVID J Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | OSWALD ROBERT S Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | MARZ W RICHARD Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-09-01 | DECOCCO PHILIP J Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $6.14 exercise price | 2011-09-01 | |
| 2011-08-25 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 6,000 owned after | $1.24 exercise price | 2011-08-25 | |
| 2011-05-11 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 13,000 owned after | $1.24 exercise price | 2011-05-13 | |
| 2011-02-17 | SMITH SYLVIA Officer (Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −360 0 owned after | $1.24 exercise price | 2011-02-17 | |
| 2011-02-16 | SMITH SYLVIA Officer (Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,840 360 owned after | $1.24 exercise price | 2011-02-17 | |
| 2011-02-15 | SMITH SYLVIA Officer (Controller & CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 3,200 owned after | $1.24 exercise price | 2011-02-17 |