PERCEPTRON INC/MI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-21: Reporting owner LUCAS KENAN | HARBERT RAYMOND J | HARBERT DISCOVERY FUND GP, LLC | HARBERT FUND ADVISORS, INC. | HARBERT MANAGEMENT CORP | BRYANT JOHN F. | Harbert Discovery Fund, LP; Form 4; Security Director Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-21: Reporting owner RATIGAN JAMES A; Form 4; Security Director Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-21: Reporting owner Officer (V.P Global Sales & Marketing); Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-12-21: Reporting owner Officer (V.P Global Sales & Marketing); Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-21 | LUCAS KENAN | HARBERT RAYMOND J | HARBERT DISCOVERY FUND GP, LLC | HARBERT FUND ADVISORS, INC. | HARBERT MANAGEMENT CORP | BRYANT JOHN F. | Harbert Discovery Fund, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Director Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $6.46 exercise price | 2020-12-21 | |
| 2020-12-21 | RATIGAN JAMES A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $6.46 exercise price | 2020-12-21 | |
| 2020-12-21 | Officer (V.P Global Sales & Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $10.55 exercise price | 2020-12-21 | |
| 2020-12-21 | Officer (V.P Global Sales & Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.72 exercise price | 2020-12-21 | |
| 2020-12-21 | Officer (V.P Global Sales & Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −375 0 owned after | $5.70 exercise price | 2020-12-21 | |
| 2020-12-21 | Taylor William Charles Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $6.46 exercise price | 2020-12-21 | |
| 2020-12-21 | Kumar Sujatha Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $4.64 exercise price | 2020-12-21 | |
| 2020-12-21 | Neely Rick Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,570 0 owned after | $7.78 exercise price | 2020-12-21 | |
| 2020-12-21 | Neely Rick Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $14.01 exercise price | 2020-12-21 | |
| 2020-12-21 | FREELAND JAY Director, Officer (Chairman, Interim Pres & CEO) | 4 | Director Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $8.28 exercise price | 2020-12-21 | |
| 2020-12-21 | FREELAND JAY Director, Officer (Chairman, Interim Pres & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.50 exercise price | 2020-12-21 |