PERCEPTRON INC/MI Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-06: Reporting owner DECOCCO PHILIP J; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner RITTENOUR HARRY T; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-03: Reporting owner SMITH TERRYLL R; Form 4; Security Directors Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-03: Reporting owner RATIGAN JAMES A; Form 4; Security Directors Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | DECOCCO PHILIP J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.86 exercise price | 2012-12-07 | |
| 2012-12-03 | RITTENOUR HARRY T Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | SMITH TERRYLL R Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | RATIGAN JAMES A Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | DABROWSKI KENNETH R Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | BEATTIE DAVID J Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | MARZ W RICHARD Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-12-03 | DECOCCO PHILIP J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $5.83 exercise price | 2012-12-04 | |
| 2012-11-26 | SMITH TERRYLL R Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $1.86 exercise price | 2012-11-28 | |
| 2012-11-13 | BEATTIE DAVID J Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.86 exercise price | 2012-11-15 | |
| 2012-10-03 | MARZ W RICHARD Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $1.86 exercise price | 2012-10-05 | |
| 2012-10-03 | MARZ W RICHARD Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 2,000 owned after | $3.44 exercise price | 2012-10-05 | |
| 2012-09-28 | SMITH SYLVIA Officer (VP and CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 1,500 owned after | $2.80 exercise price | 2012-10-02 | |
| 2012-09-14 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $2.08 exercise price | 2012-09-17 | |
| 2012-09-12 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −899 0 owned after | $1.73 exercise price | 2012-09-12 | |
| 2012-09-11 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101 899 owned after | $1.73 exercise price | 2012-09-12 | |
| 2012-09-10 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $1.73 exercise price | 2012-09-10 | |
| 2012-09-10 | SMITH SYLVIA Officer (VP and CAO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.08 exercise price | 2012-09-10 | |
| 2012-09-06 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 4,000 owned after | $1.73 exercise price | 2012-09-10 | |
| 2012-09-04 | SMITH SYLVIA Officer (VP and CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $5.70 exercise price | 2012-09-07 | |
| 2012-09-04 | Hoefing Mark S Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.70 exercise price | 2012-09-05 | |
| 2012-09-04 | LOWRY JOHN H III Officer (Vice President and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.70 exercise price | 2012-09-05 | |
| 2012-08-31 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 0 owned after | $1.42 exercise price | 2012-09-05 | |
| 2012-06-28 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 8,333 owned after | $1.42 exercise price | 2012-06-29 | |
| 2012-01-24 | RITTENOUR HARRY T Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 16,666 owned after | $1.42 exercise price | 2012-01-25 |