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Pareteum Corp Forms 3, 4 and 5: Warrants, 2011

Pareteum Corp Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-07-21: Reporting owner DEJAGER JOHAN LEON WILLY GASTON; Form 5; Security Warrants; Transaction Holding.
  • 2011-07-21: Reporting owner DEJAGER JOHAN LEON WILLY GASTON; Form 5; Security Warrants; Transaction Holding.
  • 2011-04-21: Reporting owner Hickman Philip; Form 5; Security Warrant; Transaction Holding.
  • 2011-04-01: Reporting owner DEJAGER JOHAN LEON WILLY GASTON; Form 5; Security Class A Warrants; Transaction H Expiration (or cancellation) of long derivative position with value received.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-07-21
holding as of filing
DEJAGER JOHAN LEON WILLY GASTON
Director
5Warrants
Derivative · Indirect · See Footnote
Holding
839,902 owned after
no price filed2011-07-21
2011-07-21
holding as of filing
DEJAGER JOHAN LEON WILLY GASTON
Director
5Warrants
Derivative · Indirect · See Footnote
Holding
1,017,501 owned after
no price filed2011-07-21
2011-04-21
holding as of filing
Hickman Philip
Director
5Warrant
Derivative · Direct
Holding
42,373 owned after
$0.63
exercise price
2011-04-21
2011-04-01DEJAGER JOHAN LEON WILLY GASTON
Director
5Class A Warrants
Derivative · Direct
H Expiration (or cancellation) of long derivative position with value received−1,012
0 owned after
$1.25
exercise price
2012-03-15
2011-03-31DEJAGER JOHAN LEON WILLY GASTON
Director
5Class A Warrants
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−398,988
1,012 owned after
$1.25
exercise price
2012-03-15
2011-03-16QAT II Investments, SA
10% Owner
4Warrants
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−167,400
20,893,082 owned after
$1.25
exercise price
2011-04-28