Pareteum Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-10: Reporting owner VAN DER VELDEN STEVEN PAUL KAREL MARIE; Form 4; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-31: Reporting owner VAN SANTE YVES ROGER; Form 5; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2014-10-31: Reporting owner VAN SANTE YVES ROGER; Form 5; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2014-10-31: Reporting owner VAN DER VELDEN STEVEN PAUL KAREL MARIE; Form 5; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-10 | VAN DER VELDEN STEVEN PAUL KAREL MARIE Director, Officer (CEO and President) | 4 | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,892,857 0 owned after | $0.89 exercise price | 2015-06-11 |