Pareteum Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-22: Reporting owner DE GREEF RODERICK; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-11-22: Reporting owner Turner Robert Harold; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-09-30: Reporting owner DE GREEF RODERICK; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2016-09-30: Reporting owner Turner Robert Harold; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | DE GREEF RODERICK Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −6 0 owned after | $60,000.00 | 2017-01-13 | |
| 2016-11-22 | Turner Robert Harold Officer (See Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −6 0 owned after | $60,000.00 | 2017-01-06 | |
| 2016-09-30 | DE GREEF RODERICK Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6 6 owned after | $60,000.00 | 2017-01-13 | |
| 2016-09-30 | Turner Robert Harold Officer (See Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6 6 owned after | $60,000.00 | 2016-11-22 |