PAN AMERICAN GOLDFIELDS LTD Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-09: Reporting owner Dhaumya Salil; Form 3; Security Warrants; Transaction Holding.
- 2010-07-30: Reporting owner Maedel Neil; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2010-07-30: Reporting owner Maedel Neil; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2010-07-30: Reporting owner Parkison Gary A; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-09 holding as of filing | Dhaumya Salil Officer (Chief Financial Officer) | 3 | Warrants Derivative · Indirect · Through Koios Corporate Financial Services Ltd. | Holding | $0.30 exercise price | 2011-05-09 | ||
| 2010-07-30 holding as of filing | Maedel Neil Director | 3 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | $0.30 exercise price | 2010-07-30 | ||
| 2010-07-30 holding as of filing | Maedel Neil Director | 3 | Warrant to Purchase Common Stock Derivative · Direct · (m) | Holding | $0.25 exercise price | 2010-07-30 | ||
| 2010-07-30 holding as of filing | Parkison Gary A Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.25 exercise price | 2010-07-30 | ||
| 2010-07-29 holding as of filing | BUCHAMER RANDY G Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.25 exercise price | 2010-07-29 | ||
| 2010-03-04 holding as of filing | Clair John P Director | 3/A | Warrant to Purchase Common Stock Derivative · Indirect · Held by Nevaheel Consortium LLC | Holding | $0.30 exercise price | 2010-03-04 | ||
| 2010-03-04 holding as of filing | Clair John P Director | 3/A | Warrant to Purchase Common Stock Derivative · Indirect · Held by Decerto Group | Holding | $0.36 exercise price | 2010-03-04 | ||
| 2009-12-23 | Ayub Mario Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | P Open market or private purchase of non-derivative or derivative security | $0.50 exercise price | 2010-06-18 | ||
| 2009-11-05 | Ayub Mario Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | P Open market or private purchase of non-derivative or derivative security | $0.50 exercise price | 2010-06-18 | ||
| 2009-10-08 holding as of filing | Clair John P Director | 3 | Warrant to Purchase Common Stock Derivative · Indirect · The Reporting Person is the President of Decerto Group | Holding | $0.36 exercise price | 2009-10-08 | ||
| 2009-09-21 | Ayub Mario Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by Minera Rio Tinto, S.A. de C.V. | P Open market or private purchase of non-derivative or derivative security | $0.36 exercise price | 2010-06-18 | ||
| 2009-09-21 | YOUNG GEORGE S Director, Officer (President & COO) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +95,000 95,000 owned after | $0.30 exercise price | 2010-04-23 | |
| 2009-09-21 | Clair John P Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · Held by Nevaheel Consortium LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250,000 2,250,000 owned after | $0.30 exercise price | 2010-03-04 | |
| 2009-03-03 | Sanders Steven Andrew Director | 4 | Warrant Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 620,000 owned after | $0.40 | 2009-04-09 |