PAN AMERICAN GOLDFIELDS LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-23: Reporting owner YOUNG GEORGE S; Form 3; Security Non-qualified stock option; Transaction Holding.
- 2009-03-17: Reporting owner Flores Juan Manuel; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-10: Reporting owner Quiroz Luna Francisco Ramon; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-10: Reporting owner Sanders Steven Andrew; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-23 holding as of filing | YOUNG GEORGE S Director, Officer (President and COO) | 3 | Non-qualified stock option Derivative · Direct | Holding | $0.36 exercise price | 2010-04-23 | ||
| 2009-03-17 | Flores Juan Manuel Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 300,000 owned after | $0.30 | 2009-03-17 | |
| 2009-02-10 | Quiroz Luna Francisco Ramon Director, Officer (President) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 600,000 owned after | $0.18 | 2009-07-22 | |
| 2009-02-10 | Sanders Steven Andrew Director | 4 | Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 350,000 owned after | $0.16 | 2009-04-09 | |
| 2008-11-24 holding as of filing | Flores Juan Manuel Director | 3 | stock option Derivative · Direct | Holding | $0.50 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Flores Juan Manuel Director | 3 | stock option Derivative · Direct | Holding | $1.04 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Flores Juan Manuel Director | 3 | stock option Derivative · Direct | Holding | $0.30 exercise price | 2008-11-24 | ||
| 2008-04-29 | Ayub Mario Director, Officer (president) | 4 | non-qualified stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 500,000 owned after | $0.52 | 2008-05-06 | |
| 2008-04-29 | Sanders Steven Andrew Director | 4 | non-qualified stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.52 | 2008-05-05 | |
| 2008-04-29 | Quiroz Luna Francisco Ramon Director | 4 | non-qualified stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 350,000 owned after | $0.52 | 2008-05-05 | |
| 2008-02-25 holding as of filing | Quiroz Luna Francisco Ramon Director | 3 | non-qualified stock option Derivative · Direct | Holding | $1.04 exercise price | 2008-02-25 | ||
| 2007-10-15 | Dhaumya Salil Officer (CFO) | 4 | Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.33 | 2007-11-27 | |
| 2007-04-16 | Ayub Mario Director, Officer (COO) | 4 | Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.15 | 2007-06-18 | |
| 2007-04-16 | MOORE TRACY A Director | 4 | Stock Option Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.15 | 2007-05-08 | |
| 2007-04-16 | KNIGHT ROBERT Director, Officer (CEO) | 4 | non-qualified stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 450,000 owned after | $1.15 | 2007-04-20 | |
| 2006-02-28 | KNIGHT ROBERT Director, Officer (President) | 4 | option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.50 | 2006-02-28 | |
| 2006-02-27 | Ayub Mario Director, Officer (Chief operating officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.50 exercise price | 2006-03-01 | |
| 2006-02-27 | MOORE TRACY A Director, Officer (Chief financial officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.50 exercise price | 2006-03-01 |